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Mechanical and hydraulic properties of rocks related to induced seismicity

Witherspoon, P.A. and Gale, J.E., 1977. Mechanical and hydraulic properties of rocks related to induced seismicity. Eng. Geol., 11(1): 23-55. The mechanical and hydraulic properties of fractured rocks are considered with regard to the role they play in induced seismicity. In many cases, the mechanical properties of fractures determine the stability of a rock mass. The problems of sampling and testing these rock discontinuities and interpreting their non-linear behavior are reviewed. Stick slip has been proposed as the failure mechanism in earthquake events. Because of the complex interactions that are inherent in the mechanical behavior of fractured rocks, there seems to be no simple way to combine the deformation characteristics of several sets of fractures when there are significant perturbations of existing conditions. Thus, the more important fractures must be treated as individual components in the rock mass. In considering the hydraulic properties, it has been customary to treat a fracture as a parallel-plate conduit and a number of mathematical models of fracture systems have adopted this approach. Non-steady flow in fractured systems has usually been based on a two-porosity model, which assumes the primary (intergranular) porosity contributes only to storage and the secondary (fracture) porosity contributes only to the overall conductivity. Using such a model, it has been found that the time required to achieve quasi-steady state flow in a fractured reservoir is one or two orders of magnitude greater than it is in a homogeneous system. In essentially all of this work, the assumption has generally been made that the fractures are rigid. However, it is clear from a review of the mechanical and hydraulic properties that not only are fractures easily deformed but they constitute the main flow paths in many rock masses. This means that one must consider the interaction of mechanical and hydraulic effects. A considerable amount of laboratory and field data is now available that clearly demonstrates this stress-flow behavior. Two approaches have been used in attempting to numerically model such behavior: (1) continuum models, and (2) discrete models. The continuum approach only needs information as to average values of fracture spacing and material properties. But because of the inherent complexity of fractured rock masses and the corresponding decrease in symmetry, it is difficult to develop an equivalent continuum that will simulate the behavior of the entire system. The discrete approach, on the other hand, requires details of the fracture geometry and material properties of both fractures and rock matrix. The difficulty in obtaining such information has been considered a serious limitation of discrete models, but improved borehole techniques can enable one to obtain the necessary data, at least in shallow systems. The possibility of extending these methods to deeper fracture systems needs more investigation. Such data must be considered when deciding whether to use a continuum or discrete model to represent the interaction of rock and fluid forces in a fractured rock system, especially with regard to the problem of induced seismicity. When one is attempting to alter the pressure distribution in a fault zone by injection or withdrawal of fluids, the extent to which this can be achieved will be controlled in large measure by the behavior of the fractures that communicate with the borehole. Since this is essentially a point phenomenon, i.e., the changes will propagate from a relatively small region around the borehole, the use of a discrete model would appear to be preferable.

Engineering Geology↗

Physical properties of the surface materials at the Viking landing sites on Mars

This report summarizes the results of the Physical Properties Investigation of the Viking '75 Project, activities of the surface samplers, and relevant results from other investigations. The two Viking Landers operated for nearly four martian years after landing on July 20 (Lander 1) and Sept. 3 (Lander 2), 1976; Lander 1 acquired its last pictures on or about Nov. 5, 1982. Lander 1 rests on a smooth, cratered plain at the west edge of Chryse Planitia (22.5 ? N, 48.0? W), and Lander 2 rests 200 km west of the crater Mie in Utopia Planitia (48.0? N, 225.7? W). Lander 1 views showed that dune-like deposits of drift material were superposed on rock-strewn surfaces. Soil-like material from the rock-strewn areas was called blocky material. Lander 2 views also showed a rock-strewn surface. Polygonal to irregular features, etched by the wind, revealed crusty to cloddy material among rocks. Both landers descended to the surface along nearly vertical trajectories. Velocities at touchdown were about 2 m/s for both landers. Footpad 2 of Lander 1 penetrated drift material 0.165 m, and footpad 3 penetrated blocky material 0.036 m. The two visible footpads of Lander 2 struck rocks. Erosion by exhausts from the forward engines produced craters with rims of mixed fine-grained material and platy to equidimensional clods, crusts, and fragments. Comparison of engine-exhaust erosion on Mars with terrestrial data suggested that drift material behaved like a weakly cohesive material with a grain size less than 3-9 /-lm. Although not sand, blocky and crusty to cloddy materials eroded like sand-with grain sizes of 0.01 or 0.2 cm. The surface samplers accomplished an impressive number of tasks. All experiments that required samples received samples. Deep holes, as much as 0.22 m deep, were excavated by both landers. Lander 2 successfully pushed rocks and collected samples from areas originally beneath the rocks. Tasks specifically accomplished for the Physical Properties Investigation include: (1) acquiring motor-current data while excavating trenches, (2) performing surface-bearing tests, (3) performing backhoe touchdowns, (4) attempting to chip or scratch rocks, (5) comminuting samples, (6) measuring subsurface diurnal temperatures, and (7) constructing conical piles of materials on and among rocks. Sample trenches in the three major types of soil-like materials were different from one another. Trenches in drift material, which were typically 0.06 m deep, had steep walls along much of their lengths, lumpy tailings and floors, and smooth domed surfaces with sparse fine fractures around their tips. Trenches in blocky material, which were typically 0.03-0.04 m deep, had steep walls near their tips, and surfaces around their tips were displaced upward and some appeared blocky. Trenches in crusty to cloddy material, which were typically 0.04-0.05 m deep, had steep and often irregular slopes near their tips, clods and slabs of crust in their tailings, and disrupted areas around their tips composed of mixed fine-grained material and slabs of crust or thick polygonal clods that had been displaced upwards. Data acquired during landing, trenching, surface-bearing tests, backhoe touchdowns, and from other science experiments were used to determine the mechanical properties of drift, blocky, and crusty to cloddy materials. Drift material appeared to be very fine grained, with local planes of weakness; in general, the drift material was consistent with a material having an angle of internal friction about 18?, a cohesion ranging from 0.7 to 3.0 kPa, and a bulk density of 1,200 kg/m 3 . Blocky material was consistent with a material having an angle of internal friction about 30?, cohesions from 1.5 to 16 kPa, and a bulk density of 1,600 kg/m 3 . Crusty to cloddy material had variable properties. For chiefly crusty to cloddy material, angles of internal friction were about 35 ? , and cohesions were from 0.5 to 5.2 kPa. For mixed fines and crusts, a

Professional Paper↗

Seasonal movement of the Slumgullion landslide determined from global positioning system surveys and field instrumentation, July 1998-March 2002

Measurements of landslide movement made by global positioning system surveys and extensometers over a 3.5-year period show that the Slumgullion landslide in the San Juan Mountains of southwest Colorado moved throughout the monitoring period, but that daily velocities varied on a seasonal basis. Landslide velocities peaked in the early spring and summer in response to snowmelt and summer thunderstorms, respectively. Velocities were slowest in mid-winter when air and soil temperatures were coldest and precipitation was generally low and/or in the form of snow with a low water content. We hypothesize that the seasonal variability in velocities is due to ground-water levels and corresponding pore pressures that decrease when surface water is unavailable or cannot infiltrate frozen landslide material, and increase when surface water from melting snow or rainfall infiltrates unfrozen landslide material. We also suggest that patches of bouldery debris and fractures (created by continuous movement of the landslide) are conduits through which surface water can infiltrate, regardless of the frozen or unfrozen state of the landslide matrix material. Therefore, the availability of surface water is more important than landslide temperature in controlling the rate of landslide movement. This hypothesis is supported by field instrumentation data that show (1) landslide velocities coinciding with precipitation amounts regardless of the depth of freezing of landslide material, (2) spring and annual landslide velocities that were greatest when the depth of freezing was also the greatest, and (3) a rapid (several weeks or less) velocity and pore pressure response to rainfall. The persistent, but seasonally variable movement of the landslide, fits the bathtub model for landslide movement described by Baum and Reid [Baum, R.L., Reid, M.E., 2000. Ground water isolation by low-permeability clays in landslide shear zones. In: Bromhead, E.N., Dixon, N., Ibsen, M.-L. (Eds.), Landslides in Research, Theory and Practice. Proc. 8th Int. Symp. on Landslides, Cardiff, Wales, vol. 1, 139-144]. In their model, the landslide is isolated both mechanically and hydrologically from adjacent materials by low permeability clays. These clays cause the landslide to retain water. Our data support this model by suggesting that pore pressures at the basal landslide surface are always adequate to maintain landslide movement and that any infiltration of water at the surface of the landslide is adequate to rapidly increase landslide velocity. ?? 2002 Elsevier Science B.V. All rights reserved.

Engineering Geology↗

Tectonic state: its significance and characterization in the assessment of seismic effects associated with reservoir impounding

Any analysis of seismicity associated with the filling of large reservoirs requires an evaluation of the natural tectonic state in order to determine whether impoundment is the basic source, a mechanically unrelated companion feature, or a triggering stimulus of the observed seismicity. Several arguments indicate that the associated seismicity is usually a triggered effect. Among the elements of tectonic state considered here (existing fractures, accumulated elastic strain, and deformational style), deformational style is especially critical in forecasting the occurrence of impoundment-induced seismicity. The observational evidence indicates that seismicity associated with impounding generally occurs in areas that combine steeply dipping faults, relatively high strain rates, and either extensional or horizontal-shear strain. Simple physical arguments suggest: (1) that increased fluid pressures resulting from increased reservoir head should enhance the likelihood of seismic activity, whatever the tectonic environment; (2) that stress changes resulting from surface loading may increase the likelihood of crustal failure in areas of normal and transcurrent faulting, whereas they generally inhibit failure in areas of thrust faulting. Comparisons with other earthquake-producing artificial and natural processes (underground explosions, fluid injection, underground mining, fluid extraction, volcanic emissions) indicate that reservoir loading may similarly modify the natural tectonic state. Subsurface loading resulting from fluid extraction may be a particularly close analogue of reservoir loading; "seismotectonic" events associated with fluid extraction have been recognized in both seismically active and otherwise aseismic regions. Because the historic record of seismicity and surface faulting commonly is short in comparison with recurrence intervals of earthquake and fault-slip events, tectonic state is most reliably appraised through combined studies of historic seismicity and faulting, instrumentally measured strain, and the geological record, especially that of the Quaternary. Experience in California and elsewhere demonstrates that the character and activity of recognized faults can be assessed by means of: instrumental earthquake investigations, repeated geodetic measurements, written history, archeological studies, fault topography, and local stratigraphic relations. Where faults are less easily distinguished, appraisals of tectonic state may be based on both the regional seismicity and the regional history of vertical movement as shown by: repeated levelling and sea-level measurements, written history, archeologic investigations, terrace and shoreline deformation, and denudation and sedimentation studies.

Engineering Geology↗