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KINEROS2/AGWA: Model use, calibration and validation

KINEROS (KINematic runoff and EROSion) originated in the 1960s as a distributed event-based model that conceptualizes a watershed as a cascade of overland flow model elements that flow into trapezoidal channel model elements. KINEROS was one of the first widely available watershed models that interactively coupled a finite difference approximation of the kinematic overland flow equations to a physically based infiltration model. Development and improvement of KINEROS continued from the 1960s on a variety of projects for a range of purposes, which has resulted in a suite of KINEROS-based modeling tools. This article focuses on KINEROS2 (K2), a spatially distributed, event-based watershed rainfall-runoff and erosion model, and the companion ArcGIS-based Automated Geospatial Watershed Assessment (AGWA) tool. AGWA automates the time-consuming tasks of watershed delineation into distributed model elements and initial parameterization of these elements using commonly available, national GIS data layers. A variety of approaches have been used to calibrate and validate K2 successfully across a relatively broad range of applications (e.g., urbanization, pre- and post-fire, hillslope erosion, erosion from roads, runoff and recharge, and manure transport). The case studies presented in this article (1) compare lumped to stepwise calibration and validation of runoff and sediment at plot, hillslope, and small watershed scales; and (2) demonstrate an uncalibrated application to address relative change in watershed response to wildfire.

Transactions of the ASABE↗

Review and development of ASABE Engineering Practice 621: “Guidelines for calibrating, validating, and evaluating hydrologic and water quality models”

In 2010, the Natural Resources and Environmental Systems Hydrology Committee (NRES-21) of ASABE initiated a long-term process to develop guidelines to improve modeling practice through better understanding of the calibration, validation, and evaluation process across applications and more effective interpretation and communication of model performance. This effort generated a compilation of 23 articles with model-specific descriptions and guidance (2012), a position paper outlining guidance for evaluating, interpreting, and communicating performance of hydrologic and water quality models considering intended use (2014), and a compilation of ten articles addressing key topics related to model calibration and validation (2015). In 2016, the first draft of ASABE Engineering Practice 621 (EP621), “Guidelines for Calibrating, Validating, and Evaluating Hydrologic and Water Quality (H/WQ) Models,” was developed, subsequently revised, and ultimately approved by the ASABE Standards Committee in 2017. EP621 provides guidelines, not prescriptive requirements, and as such recommends “good” modeling practices to enhance calibration, validation, evaluation, and communication of H/WQ models through establishment of consistent terminology; model selection; compilation and processing of input data and calibration, validation, and evaluation data; determination of model performance measures; model parameterization and calibration; re-examination of input and calibration data and/or consideration of model refinement; re-evaluation of model performance; and documentation of modeling process and results. EP621 can be obtained from the ASABE Technical Library at https://elibrary.asabe.org/abstract.asp?aid=47804. The objectives of this technical note are to review the process and rationale used to develop EP621 and to briefly summarize its major components.

Transactions of the ASABE↗

A methodology for adaptable and robust ecosystem services assessment

Ecosystem Services (ES) are an established conceptual framework for attributing value to the benefits that nature provides to humans. As the promise of robust ES-driven management is put to the test, shortcomings in our ability to accurately measure, map, and value ES have surfaced. On the research side, mainstream methods for ES assessment still fall short of addressing the complex, multi-scale biophysical and socioeconomic dynamics inherent in ES provision, flow, and use. On the practitioner side, application of methods remains onerous due to data and model parameterization requirements. Further, it is increasingly clear that the dominant “one model fits all” paradigm is often ill-suited to address the diversity of real-world management situations that exist across the broad spectrum of coupled human-natural systems. This article introduces an integrated ES modeling methodology, named ARIES (ARtificial Intelligence for Ecosystem Services), which aims to introduce improvements on these fronts. To improve conceptual detail and representation of ES dynamics, it adopts a uniform conceptualization of ES that gives equal emphasis to their production, flow and use by society, while keeping model complexity low enough to enable rapid and inexpensive assessment in many contexts and for multiple services. To improve fit to diverse application contexts, the methodology is assisted by model integration technologies that allow assembly of customized models from a growing model base. By using computer learning and reasoning, model structure may be specialized for each application context without requiring costly expertise. In this article we discuss the founding principles of ARIES - both its innovative aspects for ES science and as an example of a new strategy to support more accurate decision making in diverse application contexts.

PLoS ONE↗

Field determination of optimal dates for the discrimination of invasive wetland plant species using derivative spectral analysis

Mapping invasive plant species in aquatic and terrestrial ecosystems helps to understand the causes of their progression, manage some of their negative consequences, and control them. In recent years, a variety of new remote-sensing techniques, like Derivative Spectral Analysis (DSA) of hyperspectral data, have been developed to facilitate this mapping. A number of questions related to these techniques remain to be addressed. This article attempts to answer one of these questions: Is the application of DSA optimal at certain times of the year? Field radiometric data gathered weekly during the summer of 1999 at selected field sites in upstate New York, populated with purple loosestrife ( Lythrum salicaria L.), common reed ( Phragmites australis (Cav.)) and cattail ( Typha L.) are analyzed using DSA to differentiate among plant community types. First, second and higher-order derivatives of the reflectance spectra of nine field plots, varying in plant composition, are calculated and analyzed in detail to identify spectral ranges in which one or more community types have distinguishing features. On the basis of the occurrence and extent of these spectral ranges, experimental observations suggest that a satisfactory differentiation among community types was feasible on 30 August, when plants experienced characteristic phenological changes (transition from flowers to seed heads). Generally, dates in August appear optimal from the point of view of species differentiability and could be selected for image acquisitions. This observation, as well as the methodology adopted in this article, should provide a firm basis for the acquisition of hyperspectral imagery and for mapping the targeted species over a broad range of spatial scales.

Photogrammetric Engineering and Remote Sensing↗

A summary of the San Francisco tidal wetlands restoration series

The four topical articles of the Tidal Wetlands Restoration Series summarized and synthesized much of what is known about tidal wetlands and tidal wetland restoration in the San Francisco Estuary (hereafter “Estuary”). Despite a substantial amount of available information, major uncertainties remain. A major uncertainty with regard to fishes is the net benefit of restored tidal wetlands relative to other habitats for native fishes in different regions of the Estuary given the presence of numerous invasive alien species. With regard to organic carbon, a major uncertainty is the net benefit of land use change given uncertainty about the quantity and quality of different forms of organic carbon resulting from different land uses. A major challenge is determining the flux of organic carbon from open systems like tidal wetlands. Converting present land uses to tidal wetlands will almost certainly result in increased methylation of mercury at the local scale with associated accumulation of mercury within local food webs. However, it is unclear if such local accumulation is of concern for fish, wildlife or humans at the local scale or if cumulative effects at the regional scale will emerge. Based on available information it is expected that restored tidal wetlands will remain stable once constructed; however, there is uncertainty associated with the available data regarding the balance of sediment accretion, sea-level rise, and sediment erosion. There is also uncertainty regarding the cumulative effect of many tidal restoration projects on sediment supply. The conclusions of the articles highlight the need to adopt a regional and multidisciplinary approach to tidal wetland restoration in the Estuary. The Science Program of the CALFED effort provides an appropriate venue for addressing these issues.

California↗

Effects of tidally varying river flow on entrainment of juvenile salmon into Sutter and Steamboat Sloughs

Survival of juvenile salmonids in the Sacramento–San Joaquin Delta (Delta) varies by migration route, and thus the proportion of fish that use each route affects overall survival through the Delta. Understanding factors that drive routing at channel junctions along the Sacramento River is therefore critical to devising management strategies that maximize survival. Here, we examine entrainment of acoustically tagged juvenile Chinook Salmon into Sutter and Steamboat sloughs from the Sacramento River. Because these sloughs divert fish away from the downstream entrances of the Delta Cross Channel and Georgiana Slough (where fish access the low-survival region of the interior Delta), management actions to increase fish entrainment into Sutter and Steamboat sloughs are being investigated to increase through-Delta survival. Previous studies suggest that fish generally “go with the flow”—as net flow into a divergence increases, the proportion of fish that enter that divergence correspondingly increases. However, complex tidal hydrodynamics at sub-daily time-scales may be decoupled from net flow. Therefore, we modeled routing of acoustic tagged juvenile salmon as a function of tidally varying hydrodynamic data, which was collected using temporary gaging stations deployed between March and May of 2014. Our results indicate that discharge, the proportion of flow that entered the slough, and the rate of change of flow were good predictors of an individual’s probability of being entrained. In addition, interactions between discharge and the proportion of flow revealed a non-linear relationship between flow and entrainment probability. We found that the highest proportions of fish are likely to be entrained into Steamboat Slough and Sutter Slough on the ascending and descending limbs of the tidal cycle, when flow changes from positive to negative. Our findings characterize how patterns of entrainment vary with tidal flow fluctuations, providing information critical for understanding the potential effect of management actions (e.g., fish guidance structures) to modify routing probabilities at this location. Main Content View Larger 1 Sponsored by the Delta Science Program and the UC Davis Muir Institute ABSTRACT Survival of juvenile salmonids in the Sacramento–San Joaquin Delta (Delta) varies by migration route, and thus the proportion of fish that use each route affects overall survival through the Delta. Understanding factors that drive routing at channel junctions along the Sacramento River is therefore critical to devising management strategies that maximize survival. Here, we examine entrainment of acoustically tagged juvenile Chinook Salmon into Sutter and Steamboat sloughs from the Sacramento River. Because these sloughs divert fish away from the downstream entrances of the Delta Cross Channel and Georgiana Slough (where fish access SFEWS Volume 19 | Issue 2 | Article 4 https://doi.org/10.15447/sfews.2021v19iss2art4 * Corresponding author: rperry@usgs.gov 1 Western Fisheries Research Center US Geological Survey Cook, WA 98605 USA 2 California Water Science Center US Geological Survey Sacramento, CA 95819 USA 3 Current address: Mid-Columbia Fish and Wildlife Conservation Office Yakima Basin Program US Fish and Wildlife Service Yakima, WA 98903 USA the low-survival region of the interior Delta), management actions to increase fish entrainment into Sutter and Steamboat sloughs are being investigated to increase through-Delta survival. Previous studies suggest that fish generally “go with the flow”—as net flow into a divergence increases, the proportion of fish that enter that divergence correspondingly increases. However, complex tidal hydrodynamics at sub-daily time-scales may be decoupled from net flow. Therefore, we modeled routing of acoustic tagged juvenile salmon as a function of tidally varying hydrodynamic data, which was collected using temporary gaging stations deployed between March and May of 2014. Our results indicate that discharge, the proportion of flow that entered the slough, and the rate of change of flow were good predictors of an individual’s probability of being entrained. In addition, interactions between discharge and the proportion of flow revealed a non-linear relationship between flow and entrainment probability. We found that the highest proportions of fish are likely to be entrained into Steamboat Slough and Sutter Slough on the ascending and descending limbs of the tidal cycle, when flow changes from positive to negative. Our findings characterize how patterns of entrainment vary with tidal flow fluctuations, providing information critical for understanding the potential effect of management RESEARCH Effects of Tidally Varying River Flow on Entrainment of Juvenile Salmon into Sutter and Steamboat Sloughs Jason G. Romine 1,3 , Russell W. Perry* 1 , Paul R. Stumpner 2 , Aaron R. Blake 2 , Jon R. Burau 2 2 VOLUME 19, ISSUE 2, ARTICLE 4 actions (e.g., fish guidance structures) to modify routing probabilities at this location. KEY WORDS Telemetry, juvenile salmon, migration routing, survival INTRODUCTION The Sacramento–San Joaquin River Delta (hereafter referred to as “the Delta”) is a complex series of channels and embayments in west central California of the United States. The Delta has undergone drastic transformation through construction of dikes, levees, reclaimed land, dredged canals and cuts, and water export projects (Nichols et al. 1986). The loss of habitat coupled with introduction of non-native piscivorous fishes has led to the decline of several salmonid stocks that utilize the Delta (Lindley 2009; National Marine Fisheries Service 2014). The physical complexity of the Delta poses significant challenges for understanding how juvenile salmon negotiate the complex channel network and survive in different migration routes. Yet such information is critical for understanding how water-management actions, such as operation of water diversions, influence survival of juvenile salmon. Through-Delta survival of juvenile Chinook Salmon that emigrate from the Sacramento River ranges from 10% to 80%, depending on river flow and migration route (Perry et al. 2018). The Delta can be broken down into four primary routes: (1) Sacramento River, (2) Steamboat and Sutter sloughs, (3) Georgiana Slough, and (4) Delta Cross Channel (DCC). Fish that remain in the Sacramento River consistently have the highest survival (Perry et al. 2010, 2013, 2018). However, fish that enter the interior Delta—the region to the south of the Sacramento River (Figure 1)—have the lowest survival among all routes and survive at less than half the rate of fish in the Sacramento River, likely as a result of longer migration times and exposure to non-native predators (Newman and Brandes 2010; Perry et al. 2018). On average, fish that migrate through Steamboat and Sutter sloughs exhibit survival similar to fish that remain in the Sacramento River at high flows but have lower survival at low flows (Perry et al. 2018). Because of differences in survival among migration routes, the proportion of fish that use each route affects the total survival of the population. Therefore, understanding the drivers behind fish routing in the Delta is imperative to inform management actions that help in the recovery of imperiled salmonid populations in the Central Valley. For example, Perry et al. (2013) found that total survival through the Delta could be increased by up to 7 percentage points by eliminating entrainment into Georgiana Slough and the DCC. These findings led to investigation of management actions to reduce entrainment into the DCC (Plumb et al. 2016) and Georgiana Slough (Perry et al. 2014). Both physical and non-physical barriers have been tested at the entrance to Georgiana Slough divergence (Perry et al. 2014; Romine et al. 2016). A non-physical barrier was able to reduce entrainment to the interior Delta through Georgiana Slough (Perry et al. 2014), but a floating fish-guidance structure reduced entrainment to a lesser extent (Romine et al. 2016). Research and engineering solutions to minimize entrainment have focused on the Georgiana Slough divergence, the DCC divergence, and the Old River divergence in the San Joaquin River (Buchanan et al. 2013; SJRG 2013). However, there has been little focus on understanding fish routing dynamics at other primary river junctions in the Delta, such as Sutter and Steamboat sloughs. Sutter and Steamboat sloughs diverge from the Sacramento about 10 km upstream from the DCC and Georgiana slough, and represent the first major junction that juvenile salmon encounter as they enter the Delta from the Sacramento River ( Figure 1 ). Because Sutter and Steamboat sloughs are upstream of the entrance to the interior Delta via the DCC and Georgiana Slough (Figure 1), juvenile salmon that enter Sutter and Steamboat sloughs avoid entrainment into the interior Delta where survival is low. Thus, management actions to increase entrainment could increase overall.

Sacramento–San Joaquin Delta↗

The controversy about salmon hatcheries

The use of hatcheries has been a subject of lengthy debate in the management of salmon and trout resources in the Pacific Northwest. The problem has resulted in part from the wide distribution of hatchery fish in circumstances where natural populations were disadvantaged by management policy involving hatchery fish and the confusion of the effects of management with the effects of artificial propagation. Recently, the controversy has been epitomized by the recommendations to fisheries management agencies that excess hatchery fish should not be allowed to spawn in the wild, and hatchery fish should be excluded from salmon populations listed under the Endangered Species Act. The authors of the present article disagree with those recommendations and conclude that hatchery fish have an important role in recovery and supplementation of wild stocks. The present article is an attempt to help give balance to the discussion by providing a different perspective on hatchery fish and the literature pertaining to artificial propagation.

Fisheries Magazine↗

Tamarisk tensions

In the August 2005 feature article, “Tiff over Tamarisk: Can a Nuisance Be Nice, Too?” the author raises several issues about which there is currently scientific debate, and presents some of the differing perspectives. A phenomenon surrounding discussions of tamarisk in the West is revealed and reinforced in the article—the polarized nature of the debate. Over the years, this polarization has fueled acrimonious exchanges between scientists and led to confusion regarding the effects of tamarisk, thus hindering the ability of resource managers to formulate clear policies for managing this species. Unfortunately, the author has perpetuated the polarized nature of the tamarisk debate by labeling two camps—“revisionists” and “traditionalists.”

BioScience↗

A Fall fur-hunt from Maine to New Brunswick, Canada: The 1858 journal of Manly Hardy

Ecologists, conservationists, and others increasingly ask questions that require a reliable understanding of natural conditions in the past. For example, when the US Fish and Wildlife Service proposed to list the Canada lynx (Lynx canadensis) under the Federal Endangered Species Act, there was a need to know the historical status of this species in the northeastern US. The natural history writings of Manly Hardy, a successful, nineteenth-century businessman and respected amateur naturalist from Brewer, ME, proved useful in assessing the lynx's historical status. Because of the wide array of potential uses of Hardy's writings, the objective of this paper is to make biologists and other scholars aware of Hardy, especially his 15 surviving journals, 1852-1899. Hardy left the most extensive published record of any of the naturalists who wrote about wildlife in Maine from the late 1800s through the early 1900s. His articles and essays covered a wide range of subjects about a variety of bird and mammal species. A recently published biographical sketch of Hardy contains an annotated bibliography of his publications along with the republication of 14 of his mammalian works. In contrast, this article contains an example of his unpublished journal writing with significant wildlife observations.

Northeastern Naturalist↗

A decade of Indigenous knowledge research in the Yukon River basin: Reflection on “Indigenous observations of change in the lower Yukon River basin, Alaska”

Herman-Mercer reflects on her first article" Indigenous Observations of Change in the Lower Yukon River Basin, Alaska." The observations and knowledge presented in this study have become part of an ever-growing catalog of studies representing, and part of a chorus of Indigenous communities across the Arctic and Subarctic conveying, the impacts of climate change in this region. The broad observations of environmental change reported in Indigenous Observations 2011, including impacts to subsistence and safety, are more dire and apparent than ten years ago when this article was published. Instances of diseased salmon continue to be reported by subsistence fishers, and the salmon runs have declined so severely since Indigenous Observations 2011 was published that there have been several years in which the commercial and or the subsistence salmon fishery was closed on the Yukon River, with impacts to household economies, food security, and culture. The then-new dangers associated with travel on river ice continue to be a concern across the Yukon River where the thinner river ice and inconsistent freeze up and break up have become the norm.

Alaska↗

Accounting for site effects in probabilistic seismic hazard analyses of southern California: Overview of the SCEC Phase III Report

This article presents an overview of the Southern California Earthquake Center (SCEC) Phase-III effort to determine the extent to which probabilistic seismic hazard analysis (PSHA) can be improved by accounting for site effects. The contributions made in this endeavor are represented in the various articles that compose this special issue of BSSA. Given the somewhat arbitrary nature of the site-effect distinction, it must be carefully defined in any given context. With respect to PSHA, we define the site effect as the response, relative to an attenuation relationship, averaged over all damaging earthquakes in the region. A diligent effort has been made to identify any attributes that predispose a site to greater or lower levels of shaking. The most detailed maps of Quaternary geology are not found to be helpful; either they are overly detailed in terms of distinguishing different amplification factors or present southern California strong-motion observations are inadequate to reveal their superiority. A map based on the average shear-wave velocity in the upper 30 m, however, is found to delineate significantly different amplification factors. A correlation of amplification with basin depth is also found to be significant, implying up to a factor of two difference between the shallowest and deepest parts of the Los Angeles basin. In fact, for peak acceleration the basin-depth correction is more influential than the 30-m shear-wave velocity. Questions remain, however, as to whether basin depth is a proxy for some other site attribute. In spite of these significant and important site effects, the standard deviation of an attenuation relationship (the prediction error) is not significantly reduced by making such corrections. That is, given the influence of basin-edge-induced waves, subsurface focusing, and scattering in general, any model that attempts to predict ground motion with only a few parameters will have a substantial intrinsic variability. Our best hope for reducing such uncertainties is via waveform modeling based on first principals of physics. Finally, questions remain with respect to the overall reliability of attenuation relationships at large magnitudes and short distances. Current discrepancies between viable models produce up to a factor of 3 difference among predicted 10% in 50-yr exceedance levels, part of which results from the uncertain influence of sediment nonlinearity.

California↗

Data files from “CWB Free-Field Strong-Motion Data from the 21 September Chi-Chi, Taiwan, Earthquake”

The Central Weather Bureau (CWB) of Taiwan completed a deployment of 1200 modern digital strong-motion instruments in 1996 at free-field sites and in buildings and bridges. Consequently, a very extensive set of strong-motion records were obtained for the M W = 7.6 Chi-Chi earthquake in 1999, including over 60 near-field records within 20 km of the fault ruptures. For documentation purposes, we included all relevant data files on the attached CD-ROM from our article, “CWB Free-Field Strong-Motion Data from the 21 September Chi-Chi, Taiwan, Earthquake” in this issue. We presented the data in four different ways to make the data more user friendly: (1) the original recorded data by accelerograph type; (2) the processed data in ASCII text format; (3) the processed data in SUDS format; and (4) the processed data in SAC format. (1)-(3) are exactly the same as in Lee et al. ( 2001 ), except the files are zipped (or compressed). (4) is provided for users using the SAC software on a Unix computer, and it also contains waveform plots of the data in PDF files for ease of viewing. The attached CD contains the full report of Lee et al. ( 2001 ) in 25 PDF files for viewing or printing. This full report described the data set and the data processing performed in details. It also contains plots of all processed data with an index map showing the fault, mainshock location, and the station location. We also provided a readme.txt on the CDROM to augment this Short Note with further explanations. We classify the recorded data files into four quality groups. Since the recorded strong-motion data are based on a triggering algorithm, a main concern is the amount of pre-event data and whether or not the record is long enough to cover the entire duration of the ground shaking at that station. In addition, we are concerned whether or not the record has defects (e.g., spikes, or a component was not recorded), and whether or not the record has absolute timing. In general, QA-class records are the best and can be used for any studies. QB-class records are the next best, except most of them do not have absolute timing. QC-class records cover the principal strong motions but may not have adequate pre-event data and/or post strong-motion data. QD-class records have some defects; they are included here for completeness and should not be used for most studies. Since most A800 accelerographs have a colocated A900 or A900A accelerograph, the user should use the A900 or A900A data files whenever possible. There are a readme file and six subdirectories containing the data files described in our article on the attached CDROM, under the directory of \LeeWHK: (1) readme.txt: an ASCII text file of this Short Note and additional explanations. (2) DOCfiles (subdirectory): documentary files in PDF format for viewing, and some files in ASCII text format for use in data processing. User should view or print the Reportxx.pdf files which describe the Chi-Chi strong-motion data set in details (xx is a number from 01 through 25). (3) Software (subdirectory): containing computer programs from the accelerograph manufacturers for viewing and converting the original recorded data; they are grouped by manufacturer. (4) ORGfiles (subdirectory): the original recorded data files grouped by accelerograph types; these files are for archival purposes only. (5) SUDfiles (subdirectory): the processed strong-motion data files in PC-SUDS format, and are grouped by quality class. (6) ASCfiles (subdirectory): the processed strong-motion data files are in ASCII text format and are grouped by quality class. (7) SACfiles (subdirectory): the processed strong-motion data files are in SAC format and are grouped by quality class. Within each quality class, the data are given by station. Each station has two files—xxx.pdf for viewing the three-component strong-motion data, and xxx_SAC.zip, a WINZIP file containing three SAC data files corresponding to the three components of the recorded acceleration. We use “xxx” here to denote the station name.

Bulletin of the Seismological Society of America↗

Recording rotational and translational ground motions of two TAIGER explosions in northeastern Taiwan on 4 March 2008

Two explosions were set off on 4 March 2008 at the N3 explosion site in northeastern Taiwan. The code name for the first shot with 3000 kg explosives is N3P and that for the second shot with 750 kg explosives is N3. To record these two explosions, 8 triaxial rotational sensors, 13 triaxial accelerometers, and 12 six-channel, 24 bit dataloggers with Global Positioning System receivers were deployed to continuously record several hours before and after the explosions. These instruments were installed at about 250 m (1 station), 500 m (11 stations), and 600 m (1 station) from the explosions. The 11 stations form a center array with station spacing of about 5 m. Except for one rotational sensor, onscale records were obtained. Although the N3P shot used four times larger amounts of explosives than those used for the N3 shot, the peak ground translational acceleration and rotational velocity at the 13 station sites from the N3P shot are only about 1.5 times larger than those for the N3 shot. We also observed large variations (by tens of percent) of translational accelerations and rotational velocities at the center array with station spacing of about 5 m. The largest peak rotational velocity was observed for the x component: 2.74 and 1.75 mrad/sec at a distance of 254 m from the N3P and N3 shots, respectively. The main purpose of this article is to document our recordings of rotational and translation motions from two explosions in Taiwan and to release the data online for open access. The translational acceleration data from this experiment have been analyzed by Langston et al. (2009) , and we plan to submit an article with analysis of the rotational velocity data in the future.

Bulletin of the Seismological Society of America↗

A guide to differences between stochastic point-source and stochastic finite-fault simulations

Why do stochastic point-source and finite-fault simulation models not agree on the predicted ground motions for moderate earthquakes at large distances? This question was posed by Ken Campbell, who attempted to reproduce the Atkinson and Boore (2006) ground-motion prediction equations for eastern North America using the stochastic point-source program SMSIM (Boore, 2005) in place of the finite-source stochastic program EXSIM (Motazedian and Atkinson, 2005) that was used by Atkinson and Boore (2006) in their model. His comparisons suggested that a higher stress drop is needed in the context of SMSIM to produce an average match, at larger distances, with the model predictions of Atkinson and Boore (2006) based on EXSIM; this is so even for moderate magnitudes, which should be well-represented by a point-source model. Why? The answer to this question is rooted in significant differences between point-source and finite-source stochastic simulation methodologies, specifically as implemented in SMSIM (Boore, 2005) and EXSIM (Motazedian and Atkinson, 2005) to date. Point-source and finite-fault methodologies differ in general in several important ways: (1) the geometry of the source; (2) the definition and application of duration; and (3) the normalization of finite-source subsource summations. Furthermore, the specific implementation of the methods may differ in their details. The purpose of this article is to provide a brief overview of these differences, their origins, and implications. This sets the stage for a more detailed companion article, "Comparing Stochastic Point-Source and Finite-Source Ground-Motion Simulations: SMSIM and EXSIM," in which Boore (2009) provides modifications and improvements in the implementations of both programs that narrow the gap and result in closer agreement. These issues are important because both SMSIM and EXSIM have been widely used in the development of ground-motion prediction equations and in modeling the parameters that control observed ground motions.

Bulletin of the Seismological Society of America↗

Landslides triggered by the 14 November 2016 Mw 7.8 Kaikōura Earthquake, New Zealand

The 14 November 2016 M w "> M w Mw 7.8 Kaikōura earthquake generated more than 10,000 landslides over a total area of about 10 , 000    km 2 "> 10 , 000 km 2 10,000 km2 , with the majority concentrated in a smaller area of about 3600    km 2 "> 3600 km 2 3600 km2 . The largest landslide triggered by the earthquake had an approximate volume of 20 ( ± 2 )    M   m 3 "> 20 ( ± 2 ) M m 3 20(±2) M m3 , with a runout distance of about 2.7 km, forming a dam on the Hapuku River. In this article, we present version 1.0 of the landslide inventory we have created for this event. We use the inventory presented in this article to identify and discuss some of the controls on the spatial distribution of landslides triggered by the Kaikōura earthquake. Our main findings are (1) the number of medium to large landslides (source area ≥ 10 , 000    m 2 "> ≥ 10 , 000 m 2 ≥10,000 m2 ) triggered by the Kaikōura earthquake is smaller than for similar‐sized landslides triggered by similar magnitude earthquakes in New Zealand; (2) seven of the largest eight landslides (from 5 to 20    M   m 3 "> 20 M m 3 20 M m3 ) occurred on faults that ruptured to the surface during the earthquake; (3) the average landslide density within 200 m of a mapped surface fault rupture is three times that at a distance of 2500 m or more from a mapped surface fault rupture; (4) the “distance to fault” predictor variable, when used as a proxy for ground‐motion intensity, and when combined with slope angle, geology, and elevation variables, has more power in predicting landslide probability than the modeled peak ground acceleration or peak ground velocity; and (5) for the same slope angles, the coastal slopes have landslide point densities that are an order of magnitude greater than those in similar materials on the inland slopes, but their source areas are significantly smaller.

Bulletin of the Seismological Society of America↗

Generalizing the inversion‐based PSHA source model for an interconnected fault system

This article represents a step toward generalizing and simplifying the procedure for constructing an inversion‐based seismic hazard source model for an interconnected fault system, including the specification of adjustable segmentation constraints. A very simple example is used to maximize understandability and to counter the notion that an inversion approach is only applicable when an abundance of data is available. Also exemplified is how to construct a range of models to adequately represent epistemic uncertainties (which should be a high priority in any hazard assessment). Opportunity is also taken to address common concerns and misunderstandings associated with the third Uniform California Earthquake Rupture Forecast, including the seemingly disproportionate number of large‐magnitude events, and how well hazard is resolved given the overall problem is very underdetermined. However, the main aim of this article is to provide a general protocol for constructing such models.

Bulletin of the Seismological Society of America↗

Earthquake early warning for estimating floor shaking levels of tall buildings

This article investigates methods to improve earthquake early warning (EEW) predictions of shaking levels for residents of tall buildings. In the current U.S. Geological Survey ShakeAlert EEW system, regions far from an epicenter will not receive alerts due to low predicted ground‐shaking intensities. However, residents of tall buildings in those areas may still experience significant shaking due to the acceleration amplification caused by tall buildings’ dynamic behavior, as recently experienced by residents of the 52‐story building in downtown Los Angeles (DTLA) during the 2019 M 7.1 Ridgecrest earthquake. Using more than 400 recorded response data acquired from 77 instrumented buildings in California, here we compare the Federal Emergency Management Agency (FEMA) P‐58 and American Society of Civil Engineers (ASCE) 7‐16 simplified equations for peak floor acceleration (PFA), finding that the ASCE estimation is close to the median of data recorded in large and long‐distance events, whereas the current FEMA estimation is not suitable. In the second part of this article, four instrumented tall buildings in DTLA are extensively studied, and the performance of the simplified and response spectrum (RS) methods giving both an estimation of the free‐field horizontal peak ground acceleration (PGA) and pseudospectral acceleration is evaluated. The results show that the RS method is as accurate as the response history analysis as long as the ground‐motion RS is accurate, whereas the ASCE 7‐16 prediction is conservative. However, when ground‐motion RS or PGA is estimated for DTLA using a ground‐motion model (GMM), the performance of the RS method significantly degrades due to underestimation by the GMM at long periods. The results of this study imply that a nonergodic GMM, which may give more accurate prediction in Los Angeles, could improve the results for PFA when the building’s behavior is dominated by a few long‐period fundamental modes, as is the case for the 52‐story building in DTLA.

California↗

How physics‐based earthquake simulators might help improve earthquake forecasts

Questions have persisted on the usefulness of physics‐based earthquake simulators with respect to forecasting earthquakes, due mostly to the inevitable assumptions, approximations, and uncertainties. Whether any model is reliable or trustworthy depends entirely on what questions we are asking of it, so the point of this article is to outline a number of currently anticipated and desired inferences, informed largely by recent forecasting efforts in California. This article does not provide an in‐depth review of physics‐based simulators, nor does it render judgment on the usefulness question. The intent, rather, is to provide an explicit list of potential uses, or inferences, to enable more informed discussions among physics‐based modeling experts.

Seismological Research Letters↗