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Robert Michael deGroot

Publications and source records attributed to Robert Michael deGroot.

11 recordsLinked to original sources

ShakeAlert Earthquake Early Warning System performance during the Mw 7.0 offshore Cape Mendocino earthquake

The 5 December 2024 M w 7.0 Offshore Cape Mendocino earthquake was a challenging test of the U.S. West Coast ShakeAlert earthquake early warning system due to its offshore epicenter and limited near‐source station coverage. We analyzed real‐time performance of all components of the ShakeAlert system, including the seismic algorithms (earthquake point‐source integrated code [EPIC] and Finite‐fault rupture Detector [FinDer]), the geodetic algorithm (Geodetic First Approximation of Size and Time–peak ground displacement [GFAST‐PGD]), and network telemetry during the event. EPIC created the first solution for this earthquake 15 s after origin time with an initial magnitude estimate of M 5.6 and location error of 10 km from the Advanced National Seismic System epicenter. An early spurious trigger from station CE.89101 fortuitously maintained location accuracy and, correspondingly, magnitude accuracy. FinDer contributed its first solution at 18 s with a location estimate closer to the seismic network and produced two distinct rupture geometries, leading to minor fluctuations in estimated intensity contours. GFAST‐PGD did not meet alerting thresholds but otherwise performed as expected. Network latencies were <2 s for most stations, supporting the rapid detection of this earthquake by the system. Roughly five million alerts were delivered to cell phone devices in California and Oregon during this event. This was also the first instance of a school district‐wide ShakeAlert‐powered system being activated. Comparisons to recorded seismograms demonstrate that the maximum warning times before potentially damaging shaking (intensity 6+) were in the range of 5–55 s. Although the ShakeAlert system provided accurate solutions and useful alert delivery, this earthquake raised awareness of potential issues within the system, including the need for improved offshore location estimates, a combination of solutions from ShakeAlert servers, and handling of spurious triggers.

California↗

ShakeAlert®—Communication, education, outreach and technical engagement strategic vision

Executive Summary In 2006, the U.S. Geological Survey (USGS) began directly supporting ShakeAlert ® research and in 2012 the ShakeAlert demonstration system began testing ( Given and others, 2018 ). The ShakeAlert earthquake early warning (EEW) system is a partnership between the U.S. Geological Survey (USGS) and the three West Coast States (Washington, Oregon, and California) served by the ShakeAlert System, which is part of the larger Advanced National Seismic System (ANSS). With more than 143 million people exposed to potentially damaging shaking in the United States ( Jaiswal and others, 2015 ), earthquakes are a national hazard. Most of our Nation’s earthquake risk is concentrated in the highly populated areas on the active plate tectonic boundaries on the West Coast of the conterminous United States. ShakeAlert is the first public alert system in the United States to provide rapid mass notification of earthquake detection, potentially offering seconds of warning before strong shaking arrives. A few seconds may not seem like much time, but the information in ShakeAlert Messages can be used to trigger automated actions that can prevent injury or death, reduce immediate damage, and speed recovery from earthquakes. The information product issued by the ShakeAlert system is called a ShakeAlert Message and is one of the information products and tools of the ANSS. The ShakeAlert System includes the USGS component, plus the pathways by which ShakeAlert-powered products and (or) services are delivered to end users. Alerts can be delivered to cell phones or be used to trigger automated systems to protect equipment, facilities, and infrastructure, such as slowing or stopping a train. ShakeAlert-powered automated actions can include fire house doors that can be opened to prevent jamming, heavy equipment (for example, trains, elevators, and cranes) that can be automatically stopped or parked in safe positions, and pipeline valves that can be closed to prevent surges and spills. A few seconds of warning also may be sufficient for people to take protective actions, such as drop, cover, and hold on or modified protective actions for a broad range of populations. Advance training may increase the benefit of a speedy response to an alert. Outreach and education about EEW may raise awareness of the overall earthquake threat and how people can best react when they receive an alert or feel shaking. ShakeAlert communication, education, outreach, and technical engagement (CEO&TE) efforts are highly collaborative and essential for the success of the ShakeAlert System. This strategic vision informs how the vast ShakeAlert CEO&TE Community operates and works together. The CEO&TE Community delineates a strategic framework that is intended to set the path for a long-term, sustainable approach to CEO&TE through three focus areas and five priorities. Focus Areas Technical engagement.— The objective of this focus area is to expand and broaden ShakeAlert technical engagement and implementation. External engagement.— This focus area targets engagement in long-term communication, education, and outreach planning, implementation, and evaluation. Internal engagement.— The purpose of this focus area is to build and sustain a robust infrastructure to optimize collaboration, information sharing, and project planning among the community of stakeholders charged with implementing ShakeAlert CEO&TE. Priorities The enumeration of the five priorities listed below does not suggest priority ranking. Public safety, preparedness, and resilience; Technical implementation and engagement; Consistent messaging and communication; Integration with other Federal and State earthquake hazards products; and Educational resources development and dissemination. This strategic vision is a tangible outcome of collaboration among many stakeholders beginning in July 2016. Since then, the work of the ShakeAlert CEO&TE Community has grown into an international effort. The USGS has developed, tested, and implemented a broad spectrum of communication, education, and outreach tools and resources—all of which recognize that seconds matter when it comes to safety and mitigating harm from earthquake hazards. The CEO&TE social science research effort has provided invaluable insights into the ShakeAlert System’s human interface. USGS-licensed technical partners develop, test, and implement real-world applications using ShakeAlert Messages. The success of ShakeAlert CEO&TE efforts is predicated on robust collaboration across numerous agencies, organizations, and groups. As such, this strategic vision outlines a “partnership model” that delineates roles and responsibilities to ensure alignment with focus areas and priorities. The partnership model includes the CEO&TE lead agency (USGS); its principal partners (State agencies and university partners); its implementation partners (for example, technical partners who build systems to deliver ShakeAlert-powered products and (or) services [focus area one]), earthquake education partners who work to increase public preparedness for seismic events (focus area two); and other organizations that work together to enhance the adoption and effectiveness of the ShakeAlert System. These partners collaborate and convene through a variety of working groups and forums, which are also described in this strategic vision and align with focus area three (internal engagement). The CEO&TE Community collaboratively developed its operating principles and a consensus-based, decision-making strategic framework to guide its collective work. Performance metrics are used to continually measure success. Ultimately, the USGS and ShakeAlert CEO&TE Community are advancing the ShakeAlert System that as of the publication of this strategic vision to “provide earthquake early warning for all” serves more than 50 million people.

Circular↗

ShakeAlert® and schools: Incorporating earthquake early warning in school districts in Alaska, California, Oregon, and Washington

The U.S. Geological Survey-managed ShakeAlert® earthquake early warning system is the first public alerting system in the United States to provide rapid mass notification when an earthquake is detected. Although public alert delivery via mobile phones began in California in 2019 followed by Oregon and Washington in 2021, little is known about what might drive widespread implementation in at-risk institutional settings such as schools. For example, there has been limited research on how to best integrate earthquake early warning into existing emergency plans, alert systems, and drills to keep school children and personnel safe in an earthquake. To address this gap, in the spring of 2022, every school district superintendent in Alaska, California, Oregon, and Washington was sent a 15-min online survey. The survey assessed superintendent knowledge of ShakeAlert, preferences for alert messaging, and perceived opportunities and barriers to incorporating the system in schools. The results showed that superintendents had low awareness of ShakeAlert but held positive perceptions of the system's potential to enable life-saving protective actions. A major barrier to adoption included the perceived financial cost of implementing and maintaining the system. There were some statistically significant differences in state responses, and future research could investigate the specific needs of each state based on school district size and composition, hazard exposure, and earthquake experience. Together these findings can help inform targeted strategies to increase ShakeAlert adoption in schools and ultimately improve the safety of school children and staff during earthquakes.

Alaska, California, Oregon, Washington↗

Latency and geofence testing of wireless emergency alerts intended for the ShakeAlert® earthquake early warning system for the West Coast of the United States of America

ShakeAlert, the earthquake early warning (EEW) system for the West Coast of the United States, attempts to provides crucial warnings before strong shaking occurs. However, because the alerts are triggered only when an earthquake is already in progress, and the alert latencies and delivery times are platform dependent, the time between these warnings and the arrival of shaking is variable. The ShakeAlert system uses, among other public alerting platforms like a mobile phone operating system, smartphone apps, and the Federal Emergency Management Agency Integrated Public Alert & Warning System (IPAWS). IPAWS sends Wireless Emergency Alerts (WEAs) informing people via their smartphones and other mobile devices about various events, such as natural hazards, child abductions, or public health information about COVID-19. However, little is known about the IPAWS delivery latencies. Given that people may have only a few seconds of notice after they receive an alert to take a protective action before they feel earthquake shaking, quantifying latencies is critical to understanding whether the IPAWS system is useful for EEW. In this study, we developed new methods to test the IPAWS distribution system's performance, both with devices in a controlled environment and as well as with a 2019 community-based feedback form, in Oakland and San Diego County, California, respectively. The controlled environment test used mobile phones (including smart and non-smart phones) and associated devices to determine alert receipt times; the community research form had participants self-report their receipt times. By triangulating the data between the controlled test environment and the community research, we determined the latency statistics as well as whether the geofence (the geographic area where the alert was intended to be sent) held broadly. We found that the latencies were similar between the two tests despite the large differences in population sizes. WEA messages were received within a median time frame of 6–12 s, and the geofence held with only a few exceptions. We use this latency to assess how the system would have performed in two large earthquakes, the 1989 M6.9 Loma Prieta and 2019 M7.1 Ridgecrest earthquakes, which both occurred near our WEA test locations. Our analysis revealed that had IPAWS been available during those earthquakes, particularly Loma Prieta, it would have provided crucial seconds of notice that damaging shaking was imminent in some locations relatively far from the epicenter. Further, we find affordable non-smart phones can receive WEAs as fast as smartphones. Finally, our new method can be used for latency and geospatial testing going forward for IPAWS and other similar alerting systems.

California↗

Education initiatives to support earthquake early warning: A retrospective and a roadmap

As of May 2021, public alerting is now operational for the ShakeAlert earthquake early warning system for the West Coast of the United States in California, Oregon, and Washington. Successful early warning systems require the scientific and technical implementation to be coupled with social and humanitarian considerations, including education and outreach campaigns. Community engagement with the over 50 million people who live in ShakeAlert states is important to increase public safety, security, and awareness of local earthquake hazards, how to prepare, and how ShakeAlert earthquake early warning can help. Here, we describe the efforts of the ShakeAlert Educational Resources Working Group around the rollout of public alerting in the Pacific Northwest for Oregon in March 2021 and Washington in May 2021, respectively. Our initial approach was to engage in formative dialogue with community members in each ShakeAlert state, develop educational activities and animations based on the collective feedback, and then to disseminate our resources in both formal (K‐16) and informal (free choice) learning environments through workshops and outreach events. The rollout of public alerting in the Pacific Northwest provided an opportunity to directly engage with various publics around a specific event, and to collaborate with local news and social media, communications and social science professionals, educators, emergency managers, and scientific and technical experts on the ShakeAlert system. Following the rollouts, we developed a strategic plan for the next five years of ShakeAlert to promote earthquake early warning, as the importance of earthquake preparedness competes with the stressors of everyday life. Because earthquake early warning systems are rapidly expanding worldwide, our education and outreach efforts provide a roadmap for building successful education and outreach campaigns, leading up to public alerting and maintaining earthquake preparedness in the public consciousness following rollout.

Oregon↗

Development of a companion questionnaire for “Did You Feel It?”: Assessing response in earthquakes where an earthquake early warning may have been received

Earthquake early warning (EEW) systems are relatively new technologies having first emerged as regional systems in the 1990s. Japan was the first nation to develop and implement a nationwide system in October 2007, and in the United States, ShakeAlert ® became available on the entire length of the US West Coast in May 2021. Assessing how EEW is perceived and utilized by alert recipients is considered essential. Such assessments are necessary to evaluate whether alert recipients are taking advantage of alert messages to initiate protective actions upon receipt of an alert, how they regard the usefulness of alerts, desirable thresholds for issuing alerts, and other aspects of these systems. Having information from users will also facilitate assessments of the success of earthquake preparedness educational programs such as the ShakeOut and whether annual drills which include information on EEW systems are resulting in behavioral response consistent with the content of these programs. Finally, information on EEW utilization will provide data useful to social scientists who study hazards to advance our understanding of behavioral response to warnings. Survey research in the aftermath of a significant earthquake in which an EEW has been issued is one obvious method of achieving these objectives and there already exist a number of survey instruments for this purpose. A related strategy and the goal of the present research is to develop a brief questionnaire, consistent with those already developed, as a supplement to the United States Geological Survey’s “Did You Feel It?” questionnaire that has provided earthquake intensities and information on behavioral response in earthquakes, both domestic and international, since 2004. Having the intensity level at each respondent’s location is essential for relating their perspectives and actions to the shaking they experienced.

Earthquake Spectra↗

Typology development of earthquake displays in free-choice learning environments, to inform earthquake early warning education in the United States

Free-choice learning environments, such as museums, national parks, interpretive trails, and visitor centers, are trusted sources of information in their communities and support lifelong learning. Earthquake education in these spaces creates awareness of earthquake hazards and risk in areas where people live or visit and, in turn, may increase engagement in preparedness behavior. The ShakeAlert® Earthquake Early Warning System helps publics prepare by warning in advance of shaking from significant earthquakes along the West Coast of the United States. ShakeAlert can minimize earthquake damage by prompting automated actions (e.g., slowing trains, shutting off water valves) and prompting personal protective actions like “Drop, Cover, and Hold On” to significantly reduce damage, injury, and loss of life. Individuals and communities must have a basic understanding of earthquake hazards, as well as an awareness of ShakeAlert technology, to know how to respond if they feel shaking or receive an alert. Currently, there is a lack of contemporary scholarship on how free-choice learning environments approach earthquake education through exhibits and displays. We analyzed a sample of existing earthquake exhibits and their themes in the United States and explored how different display types are uniquely engaging. We found that most displays did not include information about how to prepare for an earthquake or associated protective actions. From this and the development of the typology, our research posits a foundational framework for how best to incorporate place-based learning on earthquakes and early warning into centers of free-choice learning which may apply to a range of other natural hazards and will enhance public awareness and safety.

International Journal of Disaster Risk Reduction↗

Great expectations for earthquake early warnings on the United States West Coast

In October 2019, California became the first state in the United States to fully activate a public earthquake early warning system—ShakeAlert®—managed by the U.S. Geological Survey. The system was subsequently rolled out in March 2021 in Oregon and May 2021 in Washington. Earthquake early warning (EEW) systems can provide seconds of notice to people and technological systems that shaking is imminent, but their effectiveness depends on recipients’ expectations and actions as well as technical performance. To better understand these dependencies, we surveyed representative samples of adults in California (N = 1219), Oregon (N = 1020), and Washington (N = 1037) in February 2021. Most respondents had experienced earthquakes, but few had lived through violent shaking; most had not followed protective action guidance to Drop, Cover, and Hold On (DCHO) in earthquakes; and most reported no personal or social harm from prior earthquakes. Nevertheless, expectations and perceived usefulness of EEW were high, and higher still for those who expected alerts to be accurate and easy to use, expressed tolerance of missed and erroneous warnings, and expected to be affected by a damaging earthquake in their lifetime. Results suggest opportunities to better align public preferences and expectations with ShakeAlert operations. For example, some respondents preferred lower alerting thresholds than those proposed by government and scientists. Moreover, reported tolerance of warning errors was widespread, but respondents wanted explanations quickly, suggesting a need to further develop post-alert messaging. Findings from this study should be informative for future research on the co-evolution of experiences and expectations with EEW systems.

California, Oregon, Washington↗

The generational gap: Children, adults, and protective actions in response to earthquakes

In addition to academic curricula, schools offer regular drills to train young people and adult staff on what to do in an emergency or disaster. Earthquake drills in the United States currently recommend the protective action “drop, cover, and hold on” in the event of shaking. Yet, little is known about whether this guidance is followed in schools and homes by children and adults. To fill this gap, this research examined protective actions taken by children and adults during the 2018 Anchorage, Alaska earthquake and the 2019 Ridgecrest, California earthquake sequence. Our research team conducted indepth interviews with kindergarten to secondary school administrators, teachers, and students, as well with parents, emergency managers, building officials, and engineers (N = 118) in earthquake-affected communities. Our findings indicate that the most common action among children across the study locations was to drop, cover, and hold on. Adults, however, did not always follow current recommended guidance and exhibited more variability in the actions they took in response to shaking, such as trying to protect others, getting in doorways, freezing in place, or rapidly exiting buildings. This research suggests that a generational gap exists that could compromise the safety of young people as well as the adults who care for them. We recommend that earthquake training in schools be strengthened to better prepare both child and adult populations for the threat of earthquakes. Moreover, the emergence of new technologies, like ShakeAlert – the earthquake early warning system for the West Coast of the United States – can create new opportunities for disseminating alert and warning information and preparing populations for impending hazards. Recognising how children and adults may react in an earthquake can improve drills and messaging, refine risk communication strategies, and reduce injury and loss of life.

Alaska, California↗

Earthquake early warning ShakeAlert 2.0: Public rollout

The ShakeAlert Earthquake Early Warning System is designed to automatically identify and characterize the initiation and rupture evolution of large earthquakes, estimate the intensity of ground shaking that will result, and deliver alerts to people and systems that may experience shaking, prior to the occurrence of shaking at their location. It is configured to issue alerts to locations within the West Coast of the U.S. In 2018, ShakeAlert 2.0 went live in a regional public test in the first phase of a general public rollout. The ShakeAlert system is now providing alerts to over sixty institutional partners in the three states of the Western U.S. where most of the nation’s earthquake risk is concentrated: California, Oregon, and Washington. The ShakeAlert 2.0 product for public alerting is a message containing a polygon enclosing a region predicted to experience Modified Mercalli Intensity ≥ IV for an earthquake of M5.0 or larger, corresponding to moderate-to-strong ground shaking. A polygon format alert is the easiest description for selective re-broadcasting mechanisms (e.g. cell towers) and is a requirement for some mass notification systems such as the Federal Emergency Management Agency’s Integrated Public Alert and Warning System. ShakeAlert 2.0 is tested using historic waveform data consisting of 60 M3.5+ and 25 M5.0+ earthquakes, in addition to other anomalous waveforms. For the historic event test, the average M5+ false alert rate/missed event rate for ShakeAlert 2.0 is 8%/16%, and the M3.5+ false alert rate/missed event rate is 10%/36.7%. Real-time performance metrics are also presented to assess how the system behaves in regions that are well-instrumented, sparsely instrumented, and offshore.

British Columbia, California, Oregon, Washinton↗

Developing post-alert messaging for ShakeAlert, the earthquake early warning system for the West Coast of the United States of America

As ShakeAlert, the earthquake early warning system for the West Coast of the U.S., begins its transition to operational public alerting, we explore how post-alert messaging might represent system performance. Planned post-alert messaging can provide timely, crucial information to both emergency managers and ShakeAlert operators as well as calibrate expectations among various publics or public user groups and inform their responses to future alerts. There is a concern among the scientists and emergency managers that false alerts may negatively impact trust in the system, so quickly disseminated post-alert messages are necessary. For a new early warning system, such as ShakeAlert, this is particularly relevant given that the potentially affected population is likely to be unfamiliar with this system. We address this concern in six steps: (1) assessment of ShakeAlert performance to date, (2) characterization of human behavior and response to earthquake alerts, (3) presentation of a decision tree for issuing post-alert messages, (4) design of a critical set of post-alert messaging scenarios, (5) elaboration of these scenarios with message templates for a variety of communication channels, and (6) development of a typology of earthquake alerts. We further explore methods for monitoring and evaluating ShakeAlert post-alert messaging, for continuous improvement to the system.

California, Oregon, Washington, Idaho, Nevada, Uta↗