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John Boatwright

Publications and source records attributed to John Boatwright.

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An overview of the global variability in radiated energy and apparent stress

a global study of radiated seismic energies ER and apparent stresses τ a reveals systematic patterns. earthquakes with the highest apparent stress occur in regions of intense deformation and rupture strong lithosphere. in oceanic settings, these are strike-slip earthquakes (τ a up to 27 Mpa) occurring intraplate or at evolving ends of transform faults. at subduction zones and intracontinental settings, these are strike slip earthquakes with τ a up to 7 Mpa. normal-fault earthquakes exhibit a more complex pattern. higher τ a ’s (up to5Mpa) are found for intraslab events at depths from 35 to 70 km that occur near zones of intense deformation such as a sharp slab bend or the juncture of colliding slabs. lower τ a ’s (< 1 Mpa) are found for normal-fault earthquakes at the outer rise and outer trench wall or deep in flat warm slabs. the lowest average τ a (0.3 Mpa) is found for thrust-fault earthquakes at subduction zones. the variation of average apparent stress with tectonics suggests a relationship with lithospheric strength and fault maturity. Mature faults, such as plate boundaries that have experienced large cumulative slip, appear to have low strength and tend to yield earthquakes with low apparent stresses. immature faults, in contrast, are stronger and yield high apparent stresses because either they are the result of fresh-rock fracture or at least their cumulative fault slip is quite small. these results have implications of use to the seismic engineering community because ER and its magnitude counterpart Me are reliable indicators of the potential for damaging ground motion.

Book chapter

Preliminary report on the 22 December 2003, M 6.5 San Simeon, California earthquake

The M w 6.5 San Simeon earthquake struck the central California coast on 22 December 2003 at 19:15:56 UTC (11:15:56 am local time.) The epicenter was located 11 km northeast of the town of San Simeon, and 39 km west-northwest of Paso Robles ( Figure 1 ), as reported by the California Integrated Seismic Network (CISN, the California region of the Advanced National Seismic System [ANSS]). The mainshock nucleated at 35.702°N, 121.108°W and a depth of 7.1 km, and the rupture propagated unilaterally to the southeast. The strong directivity of the rupture resulted in a concentration of damage and aftershock activity to the southeast of the hypocenter. The worst earthquake damage occurred in Paso Robles, where two people died in the collapse of an unreinforced masonry building. The accurate and rapid earthquake information provided in near real-time by CISN/ANSS to the Governor's Office of Emergency Services made it possible to focus emergency response in the source area, although the earthquake was felt from San Francisco to Los Angeles. The San Simeon earthquake occurred on a reverse fault striking northwest and most likely dipping to the northeast. Although motion along the Pacific-North America plate boundary in California is dominantly strike-slip, there is a small compressional component through central California. Repeated thrust earthquakes such as the San Simeon event accommodate this compression and build the Coast Ranges. Other recent thrust earthquakes in central California include the 1983 Coalinga (M 6.4) and the 1985 Kettleman Hills (M 6.0) earthquakes. Prior earthquakes in the vicinity of the San Simeon event include a M 5-6 earthquake in 1853, a M 5.7 earthquake in 1906, and the M L 6.2 Bryson earthquake of 1952 ( Figure 1 ) ( McLaren and Savage, 2001 .) The San Simeon earthquake occurred on a previously unknown blind thrust fault. No surface rupture associated with the earthquake has been identified. A number of roads, including State Highway 46, buckled due to the earthquake, but this deformation appears mainly to be failure of road fill due to ground shaking and not the result of tectonic surface rupture. Extrapolation of the fault plane to the surface would roughly align with the surface trace of the Oceanic Fault, but this is thought to be a vertical strike-slip fault. Two models for the kinematics of the region have previously been proposed. The first is a fault-propagation fold model developed by Namson and Davis ( 1990 ) for the Santa Lucia mountains ∼30 km to the southeast of the San Simeon sequence. The mainshock geometry is similar to, although more steeply dipping than, the main blind thrust of this model, implying that this model may be applicable to the San Simeon region as well. The second is the model of McLaren and Savage ( 2001 ), in which the region is dominated by strike-slip faulting with shortening on high-angle reverse faults. This model also may be applicable, although the dip of the San Simeon mainshock is shallower than predicted. The San Simeon earthquake was followed by a vigorous aftershock sequence, with 165 events above M 3 reported by CISN within the first week of the mainshock. Although the event triggered many aftershocks, it did not significantly impact the seismicity rates of other nearby faults such as the San Andreas Fault and the San Simeon-Hosgri fault zone. The only triggered seismicity seems to be a few small events within the mainshock coda at the Geysers geothermal area, north of San Francisco. The San Simeon earthquake did, however, trigger shallow creep on the San Andreas Fault at Parkfield and hydrologic changes in hot springs in Paso Robles.

California

Liquefaction-induced lateral spreading in Oceano, California, during the 2003 San Simeon Earthquake

The December 22, 2003, San Simeon, California, (M6.5) earthquake caused damage to houses, road surfaces, and underground utilities in Oceano, California. The community of Oceano is approximately 50 miles (80 km) from the earthquake epicenter. Damage at this distance from a M6.5 earthquake is unusual. To understand the causes of this damage, the U.S. Geological Survey conducted extensive subsurface exploration and monitoring of aftershocks in the months after the earthquake. The investigation included 37 seismic cone penetration tests, 5 soil borings, and aftershock monitoring from January 28 to March 7, 2004. The USGS investigation identified two earthquake hazards in Oceano that explain the San Simeon earthquake damage?site amplification and liquefaction. Site amplification is a phenomenon observed in many earthquakes where the strength of the shaking increases abnormally in areas where the seismic-wave velocity of shallow geologic layers is low. As a result, earthquake shaking is felt more strongly than in surrounding areas without similar geologic conditions. Site amplification in Oceano is indicated by the physical properties of the geologic layers beneath Oceano and was confirmed by monitoring aftershocks. Liquefaction, which is also commonly observed during earthquakes, is a phenomenon where saturated sands lose their strength during an earthquake and become fluid-like and mobile. As a result, the ground may undergo large permanent displacements that can damage underground utilities and well-built surface structures. The type of displacement of major concern associated with liquefaction is lateral spreading because it involves displacement of large blocks of ground down gentle slopes or towards stream channels. The USGS investigation indicates that the shallow geologic units beneath Oceano are very susceptible to liquefaction. They include young sand dunes and clean sandy artificial fill that was used to bury and convert marshes into developable lots. Most of the 2003 damage was caused by lateral spreading in two separate areas, one near Norswing Drive and the other near Juanita Avenue. The areas coincided with areas with the highest liquefaction potential found in Oceano. Areas with site amplification conditions similar to those in Oceano are particularly vulnerable to earthquakes. Site amplification may cause shaking from distant earthquakes, which normally would not cause damage, to increase locally to damaging levels. The vulnerability in Oceano is compounded by the widespread distribution of highly liquefiable soils that will reliquefy when ground shaking is amplified as it was during the San Simeon earthquake. The experience in Oceano can be expected to repeat because the region has many active faults capable of generating large earthquakes. In addition, liquefaction and lateral spreading will be more extensive for moderate-size earthquakes that are closer to Oceano than was the 2003 San Simeon earthquake. Site amplification and liquefaction can be mitigated. Shaking is typically mitigated in California by adopting and enforcing up-to-date building codes. Although not a guarantee of safety, application of these codes ensures that the best practice is used in construction. Building codes, however, do not always require the upgrading of older structures to new code requirements. Consequently, many older structures may not be as resistant to earthquake shaking as new ones. For older structures, retrofitting is required to bring them up to code. Seismic provisions in codes also generally do not apply to nonstructural elements such as drywall, heating systems, and shelving. Frequently, nonstructural damage dominates the earthquake loss. Mitigation of potential liquefaction in Oceano presently is voluntary for existing buildings, but required by San Luis Obispo County for new construction. Multiple mitigation procedures are available to individual property owners. These procedures typically involve either

Open-File Report

Using twelve years of USGS refraction lines to calibrate the Brocher and others (1997) 3D velocity model of the Bay Area

Campbell (1983) demonstrated that site amplification correlates with depths to the 1.0, 1.5, and 2.5 km/s S-wave velocity horizons. To estimate these depths for the Bay Area stations in the PEER/NGA database, we compare the depths to the 3.2 and 4.4 km/s P-wave velocities in the Brocher and others (1997) 3D velocity model with the depths to these horizons determined from 6 refraction lines shot in the Bay Area from 1991 to 2003. These refraction lines range from two recent 20 km lines that extend from Los Gatos to downtown San Jose, and from downtown San Jose into Alum Rock Park, to two older 200 km lines than run axially from Hollister up the San Francisco Peninsula to Inverness and from Hollister up the East Bay across San Pablo Bay to Santa Rosa. Comparison of these cross-sections with the Brocher and others (1997) model indicates that the 1.5 km/s S-wave horizon, which we correlate with the 3.2 km/s P-wave horizon, is the most reliable horizon that can be extracted from the Brocher and others (1997) velocity model. We determine simple adjustments to bring the Brocher and others (1997) 3.2 and 4.4 km/s P-wave horizons into an average agreement with the refraction results. Then we apply these adjustments to estimate depths to the 1.5 and 2.5 km/s S-wave horizons beneath the strong motion stations in the PEER/NGA database.

California

The Loma Prieta, California, Earthquake of October 17, 1989: Main shock characteristics

The October 17, 1989, Loma Prieta, Calif., earthquake (0004:15.2 G.m.t. October 18; lat 37.036º N., long 121.883º W.; 19-km depth) had a local magnitude (M L ) of about 6.7, a surface-wave magnitude (M S ) of 7.1, a seismic moment of 2.2x10 19 N-m to 3.5x10 19 N-m, a source duration of 6 to 15 s, and an average stress drop of at least 50 bars. Slip occurred on a dipping fault surface about 35 km long and was largely confined to a depth of about 7 to 20 km. The slip vector had a large vertical component, and slip was distributed in two main regions situated northwest and southeast of the hypocenter. This slip distribution caused about half of the earthquake's energy to be focused toward the urbanized San Francisco Bay region, while the other half was focused toward the southeast. Had the rupture initiated at the southeast end of the aftershock zone, shaking in the bay region would have been both longer and stronger. These source parameters suggest that the earthquake was not a typical shallow San Andreas-type event but a deeper event on a different fault with a recurrence interval of many hundreds of years. Therefore, the potential for a damaging shallow event on the San Andreas fault in the Santa Cruz Mountains may still exist.

California

Regional propagation characteristics and source parameters of earthquakes in northeastern North America

The vertical components of the S wave trains recorded on the Eastern Canadian Telemetered Network ( ECTN ) from 1980 through 1990 have been spectrally analyzed for source, site, and propagation characteristics. The data set comprises some 1033 recordings of 97 earthquakes whose magnitudes range from M ≈ 3 to 6. The epicentral distances range from 15 to 1000 km, with most of the data set recorded at distances from 200 to 800 km. The recorded S wave trains contain the phases S , S m S , S n , and L g and are sampled using windows that increase with distance; the acceleration spectra were analyzed from 1.0 to 10 Hz. To separate the source, site, and propagation characteristics, an inversion for the earthquake corner frequencies, low-frequency levels, and average attenuation parameters is alternated with a regression of residuals onto the set of stations and a grid of 14 distances ranging from 25 to 1000 km. The iteration between these two parts of the inversion converges in about 60 steps. The average attenuation parameters obtained from the inversion were Q = 1997 ± 10 and γ = 0.998 ± 0.003. The most pronounced variation from this average attenuation is a marked deamplification of more than a factor of 2 at 63 km and 2 Hz, which shallows with increasing frequency and increasing distance out to 200 km. The site-response spectra obtained for the ECTN stations are generally flat. The source spectral shape assumed in this inversion provides an adequate spectral model for the smaller events ( M o < 3 × 10 21 dyne-cm) in the data set, whose Brune stress drops range from 5 to 150 bars. For the five events in the data set with M o ≧ 10 23 dyne-cm, however, the source spectra obtained by regressing the residuals suggest that an ω 2 spectrum is an inadequate model for the spectral shape. In particular, the corner frequencies for most of these large events appear to be split, so that the spectra exhibit an intermediate behavior (where | ü ( ω )| is roughly proportional to ω ).

Bulletin of the Seismological Society of America

Single-station decomposition of seismograms for subevent time histories

We have adapted an iterative least-squares inversion with positivity constraints to the problem of deconvolving the recordings of a small earthquake from the recordings of a large composite earthquake. The inversion uses an F test to minimize the number of non-zero amplitudes or subevents in the solution set, by requiring each added subevent to reduce the variance significantly. We apply this inversion to the analysis of strong motion recordings of a set of moderate-sized (4.0 ≤ M L ≤ 6.4) aftershocks of the 1976 Friuli earthquake. The earthquake pairs are selected by comparing S trigger times and polarization diagrams. The deconvolved time series are interpreted as the time history of slip events or stress release in the composite earthquake, depending on whether the recordings of the small earthquake are unfiltered or filtered to simulate the waveforms radiated by subevents. Deconvolving with the filtered recordings reduces the variance more rapidly, as a function of the number of subevents, than deconvolving with the unfiltered recordings. The deconvolved time series for three of the four earthquakes analysed indicate that the rupture processes resemble the failure of asperities where the initial subevent has the largest stress drop and the later subevents have longer durations and weaker stress drops.

Geophysical Journal International

Characteristics of the aftershock sequence of the Borah Peak, Idaho, earthquake determined from digital recordings of the events

The U.S. Geological Survey, Menlo Park, deployed and maintained a network of twelve digital instruments over the 2 weeks following the 28 October 1983 Borah Peak, Idaho, earthquake. The network recorded 45 events with M ≧ 3.0, and 6 events with M ≦ 4.0. The epicenters are located in a narrow band which parallels the trace of the surface fauiting up to the Willow Creek summit; the depths of the events range from 5 to 16 km. In the south, the distribution of hypocenters delineate a plane which dips to the southwest at 50°; to the north, the hypocenters dip steeply to the east. Composite focal mechanisms for three groups of events show normal faulting mechanisms; the mechanism of the aftershocks in the north appear rotated in both strike and dip from the aftershocks in the south. The seismic moments of the aftershocks increase with increasing hypocentral depth below 12 km. The dynamic stress drops of the events do not show any systematic variation with depth, however. Most of the events with large stress drops are clustered in the northwest limb of the aftershock distribution; the average stress drop of the southern events is 31 ± 16 bars, while the average stress drop of the events in the northwest limb is 77 ± 52 bars. This clustering of events with large stress drops marks an apparent stress concentration, possibly associated with the arrest of the main shock rupture propagation by a fracture barrier at depth.

Idaho

High-frequency observations and source parameters of microearthquakes recorded at hard-rock sites

We have estimated the source parameters of 53 microearthquakes recorded in July 1983 which were aftershocks of the Miramichi, New Brunswick, earthquake that occurred on 9 January 1982. These events were recorded by local three-component digital seismographs at 400 sps/component from 2-Hz velocity transducers sited directly on glacially scoured crystalline basement outcrop. Hypocentral distances are typically less than 5 km, and the hypocenters and the seven digital seismograph stations established all lie essentially within the boundaries of a granitic pluton that encompasses the faults that ruptured during the main shock and major aftershocks. The P-wave velocity is typically 5 km/sec at the surface and at least 6 km/sec at depths greater than about 1 km.

Miramichi

Remnant damage from the 1906 San Francisco earthquake

This field trip consists of two stops at locations where it is possible to see damage from the 1906 earthquake and to gauge the intensity of the ground shaking that caused the damage. The first stop is at a cemetery in Colma, where the damage to monuments and headstones was photographed and roughly quantified in the Report of the State Earthquake Investigation Commission , Lawson (1908), commonly referred to as the “Lawson Report.” The Lawson Report represents the formal study of the earthquake and consists of a compilation of the reports of many investigators who gathered information about faulting, ground failure, and damage due to the 1906 earthquake. The second stop is at a brick office building at the southern limit of San Francisco that was damaged by the earthquake but repaired in such a fashion that the damage is still clearly evident.

California