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Art McGarr

Publications and source records attributed to Art McGarr.

At least 19 recordsLinked to original sources

Observations constraining near-source ground motion estimated from locally recorded seismograms

To estimate the seismic hazard to underground facilities or operations in the environs of a mining-induced tremor or a natural earthquake, it is useful to be able to relate locally recorded seismic waveforms to peak ground velocity and slip at the causative fault. For this purpose, far-field S wave pulses are analyzed to define the faulting slip D and near-fault peak ground velocity D /2 that give rise to the most significant ground motion. This most intense region of faulting, an assumed circular asperity, has radius r within a broader source zone of radius r 0 , which is traditionally calculated from the corner frequency of the S wave spectrum. In developing relationships between peak far-field velocity v and peak acceleration a, and the source processes of the asperity, D and D , as well as its radius r , the key model assumption is that r = k β/ω, where ω is the angular frequency of the sinusoidal velocity pulse of maximum amplitude, β is the sheaf wave speed, and k is a constant. Observations in deep-level gold mines of fault slip and slip velocity as well as laboratory observations of slip rate as a function of stress drop for stick-slip failure support a choice of about k = 2.34, the value commonly used for estimating r 0 using the Brune model. In particular, observations of fault slip up to 410 mm for mining-induced tremors in the moment magnitude range 4–5 are consistent with D = 8.1 R v/β, where R is hypocentral distance. Moreover, estimates based on underground damage of near-fault ground velocities ranging up to 3.5 m/s are in accord with D /2 = 1.28(β/μ) ρ R a, where μ is the modulus of rigidity and ρ is the density. Alternatively, the average slip velocity 〈 D 〉 can be expressed in terms of the stress drop Δσ a of the asperity as 〈 D 〉 = 0.51 β Δσ a /μ, and the agreement of this relationship with measurements made during stick-slip failure in the laboratory is good. To the extent that seismic slip exterior to the asperity is a consequence of preevent suppression of slip due to the asperity, the broader-scale( r 0 ) slip can be related to that of the asperity. Just as the asperity radius r can be estimated from r = 2.34 βv/a, an alternative estimate for r 0 is given by r 0 = ρ R a M 0 /[75.8ρμ( R v) 2 ], the results of which are generally in good agreement with estimates based on the spectral corner frequency method.

Journal of Geophysical Research

On the state of lithospheric stress in the absence of applied tectonic forces

Numerous published analyses of the nontectonic state of stress are based on Hooke's law and the boundary condition of zero horizontal deformation. This approach has been used to determine the gravitational stress state as well as the effects of processes such as erosion and temperature changes on the state of lithospheric stress. The major disadvantage of these analyses involves the assumption of lateral constraint which seems unrealistic in view of the observational fact that the crust can deform horizontally in response to applied loads. If the same problems are addressed by assuming that the remote stress state is constant, instead of the condition of zero horizontal deformation, then the resulting stress states are entirely different and in good accord with observations. In the absence of applied tectonic forces the only likely gravitational stress states are those for which all three principal stresses are nearly equal. To the contrary, the gravitational stress states developed on the basis of the lateral constraint assumption can be ruled out. The processes of erosion and sedimentation have slight tendencies to increase and decrease, respectively, the state of deviatoric stress. In particular, for initial stress states in the range of slightly extensional to compressional, erosion has the effect of enhancing the ratio of average horizontal to vertical stress, which may explain, at least in part, the common observation of high near-surface horizontal stresses. Temperature changes have only minor effects on the stress state, as averaged over the thickness of the lithosphere.

Journal of Geophysical Research Solid Earth

Comparison of ground motion from tremors and explosions in deep gold mines

Seismic body waves, from tamped chemical explosions, two with yields of 50 and one of 150 kg, were compared with corresponding data from three mining-induced tremors with a view to testing methods of discriminating between the two types of events. Detonated at depths of about 2 km, all three explosions generated P waves for which the low-frequency spectral asymptotes agree well with corresponding results scaled down from nuclear shots at the Nevada Test Site. For the two smaller explosions, recorded underground at hypocentral distances ranging from 234 to 871 m, the P wave corner frequencies, defined by the intersections of the low- and high-frequency asymptotes, are also in fine agreement with scaled-down results from the Nevada Test Site; for the 150-kg explosion, which was recorded only at the surface, it appears that 2.39 km of upward propagation caused the corner frequency to be at least a factor of 4 lower than anticipated due to attenuation. All three explosions generated S waves that appear to be a consequence of deviatoric stress release in the immediate environs of the explosions. The three tremors analyzed here generated P and S waves whose spectra and source parameters agree well with standard earthquake source models. With regard to discrimination based on P wave spectra, we conclude that for events of fixed low-frequency spectral asymptotes, the explosions typically have higher corner frequencies than tremors or earthquakes, although counterexamples certainly exist. Interestingly, the 150-kg explosion was identified as such on the basis of P and S wave polarities that are incompatible with the normally expected double-couple source model; instead, these initial motions are consistent with an explosion in conjunction with normal faulting. The body wave spectra of this explosion and those of a nearby tremor, however, were indistinguishable.

Journal of Geophysical Research Solid Earth

Moments, magnitudes, and radiated energies of non-volcanic tremor near Cholame, CA, from ground motion spectra at UPSAR

By averaging the spectra of events within two episodes of tremor (on Jan. 21 and 24, 2005) across the 12 stations of UPSAR, we improved the S/N sufficiently to define source spectra. Analysis of eleven impulsive events revealed attenuation-corrected spectra of displacement similar to those of earthquakes, with a low-frequency plateau, a corner frequency, and a high frequency decay proportional to f −2 . Seismic moments, M 0 , estimated from these spectra range from about 3 to 10 × 10 11 N-m or moment magnitudes in the range 1.6 to 1.9. The corner frequencies range from 2.6 to 7.2 Hz and, if interpreted in the same way as for earthquakes, indicate low stress drops that vary from 0.001 to 0.04 MPa. Seismic energies, estimated from the ground motion spectra, vary from 0.2 × 10 5 to 4.4 × 10 5 J, or apparent stresses in the range 0.002 to 0.02 MPa. The low stress parameters are consistent with a weak fault zone in the lower crust at the depth of tremor. In contrast, the same analysis on a micro-earthquake, located near Cholame (depth = 10.3 km), revealed a stress drop of 0.5 MPa and an apparent stress of 0.02 MPa. Residual spectra from ω −2 model fits to the displacement spectra of the non-volcanic tremor events show peaks near 4 Hz that are not apparent in the spectra for the microearthquake nor for the spectrum of earth noise. These spectral peaks may indicate that tremor entails more than shear failure reminiscent of mechanisms, possibly entailing fluid flow, associated with volcanic tremor or deep volcanic earthquakes.

Geophysical Research Letters

Distribution of stress drop, stiffness, and fracture energy over earthquake rupture zones

Using information provided by slip models and the methodology of McGarr and Fletcher (2002), we map static stress drop, stiffness (k = ????/u, where ???? is static stress drop and u is slip), and fracture energy over the slip surface to investigate the earthquake rupture process and energy budget. For the 1994 M6.7 Northridge, 1992 M7.3 Landers, and 1995 M6.9 Kobe earthquakes, the distributions of static stress drop show strong heterogeneity, emphasizing the importance of asperities in the rupture process. Average values of static stress drop are 17, 11, and 4 Mpa for Northridge, Landers, and Kobe, respectively. These values are substantially higher than estimates based on simple crack models, suggesting that the failure process involves the rupture of asperities within the larger fault zone. Stress drop as a function of depth for the Northridge and Landers earthquakes suggests that stress drops are limited by crustal strength. For these two earthquakes, regions of high slip are surrounded by high values of stiffness. Particularly for the Northridge earthquake, the prominent patch of high slip in the central part of the fault is bordered by a ring of high stiffness and is consistent with expectations based on the failure of an asperity loaded at its edge due to exterior slip. Stiffness within an asperity is inversely related to its dimensions. Estimates of fracture energy, based on static stress drop, slip, and rupture speed, were used to investigate the nature of slip weakening at four locations near the hypocenter of the Kobe earthquake for comparison with independent results based on a dynamic model of this earthquake. One subfault updip and to the NE of the hypocenter has a fracture energy of 1.1 MJ/m2 and a slip-weakening distance, Dc, of 0.66 m. Right triangles, whose base and height are Dc and the dynamic stress drop, respectively, approximately overlie the slip-dependent stress given by Ide and Takeo (1997) for the same locations near the hypocenter. The total fracture energy for the Kobe earthquake, 3.7 ?? 1014 J, is about the same as the seismic energy (Ea = 3.2 ?? 1014 J.

Journal of Geophysical Research B: Solid Earth

Coal-mining seismicity and ground-shaking hazard: A case study in the Trail Mountain area, Emery County, Utah

We describe a multipart study to quantify the potential ground-shaking hazard to Joes Valley Dam, a 58-m-high earthfill dam, posed by mining-induced seismicity (MIS) from future underground coal mining, which could approach as close as ???1 km to the dam. To characterize future MIS close to the dam, we studied MIS located ???3-7 km from the dam at the Trail Mountain coal mine. A 12-station local seismic network (11 stations above ground, one below, combining eight triaxial accelerometers and varied velocity sensors) was operated in the Trail Mountain area from late 2000 through mid-2001 for the dual purpose of (1) continuously monitoring and locating MIS associated with longwall mining at a depth of 0.5-0.6 km and (2) recording high-quality data to develop ground-motion prediction equations for the shallow MIS. (Ground-motion attenuation relationships and moment-tensor results are reported in companion articles.) Utilizing a data set of 1913 earthquakes (M ??? 2.2), we describe space-time-magnitude distributions of the observed MIS and source-mechanism information. The MIS was highly correlated with mining activity both in space and time. Most of the better-located events have depths constrained within ??0.6 km of mine level. For the preponderance (98%) of the 1913 located events, only dilatational P-wave first motions were observed, consistent with other evidence for implosive or collapse-type mechanisms associated with coal mining in this region. We assess a probable maximum magnitude of M 3.9 (84th percentile of a cumulative distribution) for potential MIS close to Joes Valley Dam based on both the worldwide and regional record of coal-mining-related MIS and the local geology and future mining scenarios.

Bulletin of the Seismological Society of America

Development of ground-motion prediction equations relevant to shallow-mining-induced seismicity in the Trial Mountain area, Emery County, Utah

To provide a basis for assessing the seismic hazard to the Joes Valley Dam due to future coal mining in the nearby Cottonwood Tract, central Utah, we developed ground-motion prediction relations using data recorded by a seismic network, established and operated by the University of Utah Seismograph Stations. The network was centered on the Trail Mountain coal mine, located adjacent to the Cottonwood Tract. From late 2000 until early 2001, this network recorded numerous mining-induced events with magnitudes as large as 2.17. The ground motion from these events, recorded at hypocentral distances ranging from about 500 m to approximately 10 km, were well suited to developing new ground-motion prediction relations, especially when augmented by data from a M 4.2 earthquake in the Willow Creek mine, about 50 km north of Trail Mountain. Using a two-stage regression analysis, we determined prediction relations for peak acceleration, peak velocity, and pseudovelocity response spectra, at 5% damping, for periods of 0.1, 0.2, 0.5, 1.0, and 2.0 s. To illustrate the potential seismic hazard at the Joes Valley dam, we used these ground-motion relations to predict a peak velocity of 6.8 cm/s due to an earthquake with the probable maximum magnitude of 3.9, at a hypocentral distance of 1 km, recorded at a rock site typical for this region. This result does not take into account the site response at the dam.

Bulletin of the Seismological Society of America

Moment tensor inversion of ground motion from mining-induced earthquakes, Trail Mountain, Utah

A seismic network was operated in the vicinity of the Trail Mountain mine, central Utah, from the summer of 2000 to the spring of 2001 to investigate the seismic hazard to a local dam from mining-induced events that we expect to be triggered by future coal mining in this area. In support of efforts to develop groundmotion prediction relations for this situation, we inverted ground-motion recordings for six mining-induced events to determine seismic moment tensors and then to estimate moment magnitudes M for comparison with the network coda magnitudes Mc. Six components of the tensor were determined, for an assumed point source, following the inversion method of McGarr (1992a), which uses key measurements of amplitude from obvious features of the displacement waveforms. When the resulting moment tensors were decomposed into implosive and deviatoric components, we found that four of the six events showed a substantial volume reduction, presumably due to coseismic closure of the adjacent mine openings. For these four events, the volume reduction ranges from 27% to 55% of the shear component (fault area times average slip). Radiated seismic energy, computed from attenuation-corrected body-wave spectra, ranged from 2.4 ?? 105 to 2.4 ?? 106 J for events with M from 1.3 to 1.8, yielding apparent stresses from 0.02 to 0.06 MPa. The energy released for each event, approximated as the product of volume reduction and overburden stress, when compared with the corresponding seismic energies, revealed seismic efficiencies ranging from 0.5% to 7%. The low apparent stresses are consistent with the shallow focal depths of 0.2 to 0.6 km and rupture in a low stress/low strength regime compared with typical earthquake source regions at midcrustal depths.

Bulletin of the Seismological Society of America

Attempting to bridge the gap between laboratory and seismic estimates of fracture energy

To investigate the behavior of the fracture energy associated with expanding the rupture zone of an earthquake, we have used the results of a large-scale, biaxial stick-slip friction experiment to set the parameters of an equivalent dynamic rupture model. This model is determined by matching the fault slip, the static stress drop and the apparent stress. After confirming that the fracture energy associated with this model earthquake is in reasonable agreement with corresponding laboratory values, we can use it to determine fracture energies for earthquakes as functions of stress drop, rupture velocity and fault slip. If we take account of the state of stress at seismogenic depths, the model extrapolation to larger fault slips yields fracture energies that agree with independent estimates by others based on dynamic rupture models for large earthquakes. For fixed stress drop and rupture speed, the fracture energy scales linearly with fault slip.

Geophysical Research Letters

Maximum slip in earthquake fault zones, apparent stress, and stick-slip friction

The maximum slip , observed or inferred, for a small patch within the larger fault zone of an earthquake is a remarkably well-constrained function of the seismic moment. A large set of maximum slips, mostly derived from slip models of major earthquakes, indicate that this parameter increases according to the cube root of the seismic moment. Consistent with this finding, neither the average slip rate for the patches of maximum slip nor the apparent stresses of earthquakes show any systematic dependence on seismic moment. Maximum average slip rates are several meters per second independent of moment and, for earthquakes in continental crustal settings, the apparent stress is limited to about 10 MPa. Results from stick - slip friction experiments in the laboratory, combined with information about the state of stress in the crust, can be used to predict, quite closely, the maximum slips and maximum average slip rates within the fault zones of major earthquakes as well as their apparent stresses. These findings suggest that stick - slip friction events observed in the laboratory and earthquakes in continental settings, even with large magnitudes, have similar rupture mechanisms.

Bulletin of the Seismological Society of America

Strike-slip earthquakes in the oceanic lithosphere: Observations of exceptionally high apparent stress

The radiated energies, E S , and seismic moments, M 0 , for 942 globally distributed earthquakes that occurred between 1987 to 1998 are examined to find the earthquakes with the highest apparent stresses (τ a =μ E S / M 0 , where μ is the modulus of rigidity). The globally averaged τ a for shallow earthquakes in all tectonic environments and seismic regions is 0.3 MPa. However, the subset of 49 earthquakes with the highest apparent stresses (τ a greater than about 5.0 MPa) is dominated almost exclusively by strike-slip earthquakes that occur in oceanic environments. These earthquakes are all located in the depth range 7–29 km in the upper mantle of the young oceanic lithosphere. Many of these events occur near plate-boundary triple junctions where there appear to be high rates of intraplate deformation. Indeed, the small rapidly deforming Gorda Plate accounts for 10 of the 49 high-τ a events. The depth distribution of τ a , which shows peak values somewhat greater than 25 MPa in the depth range 20–25 km, suggests that upper bounds on this parameter are a result of the strength of the oceanic lithosphere. A recently proposed envelope for apparent stress, derived by taking 6 per cent of the strength inferred from laboratory experiments for young (less than 30 Ma) deforming oceanic lithosphere, agrees well with the upper-bound envelope of apparent stresses over the depth range 5–30 km. The corresponding depth-dependent shear strength for young oceanic lithosphere attains a peak value of about 575 MPa at a depth of 21 km and then diminishes rapidly as the depth increases. In addition to their high apparent stresses, which suggest that the strength of the young oceanic lithosphere is highest in the depth range 10–30 km, our set of high-τ a earthquakes show other features that constrain the nature of the forces that cause interplate motion. First, our set of events is divided roughly equally between intraplate and transform faulting with similar depth distributions of τ a for the two types. Secondly, many of the intraplate events have focal mechanisms with the T -axes that are normal to the nearest ridge crest or subduction zone and P -axes that are normal to the proximate transform fault. These observations suggest that forces associated with the reorganization of plate boundaries play an important role in causing high-τ a earthquakes inside oceanic plates. Extant transform boundaries may be misaligned with current plate motion. To accommodate current plate motion, the pre-existing plate boundaries would have to be subjected to large horizontal transform push forces. A notable example of this is the triple junction near which the second large aftershock of the 1992 April Cape Mendocino, California, sequence occurred. Alternatively, subduction zone resistance may be enhanced by the collision of a buoyant lithosphere, a process that also markedly increases the horizontal stress. A notable example of this is the Aleutian Trench near which large events occurred in the Gulf of Alaska in late 1987 and the 1998 March Balleny Sea M = 8.2 earthquake within the Antarctic Plate.

Geophysical Journal International

Mapping apparent stress and energy radiation over fault zones of major earthquakes

Using published slip models for five major earthquakes, 1979 Imperial Valley, 1989 Loma Prieta, 1992 Landers, 1994 Northridge, and 1995 Kobe, we produce maps of apparent stress and radiated seismic energy over their fault surfaces. The slip models, obtained by inverting seismic and geodetic data, entail the division of the fault surfaces into many subfaults for which the time histories of seismic slip are determined. To estimate the seismic energy radiated by each subfault, we measure the near-fault seismic-energy flux from the time-dependent slip there and then multiply by a function of rupture velocity to obtain the corresponding energy that propagates into the far-field. This function, the ratio of far-field to near-fault energy, is typically less than 1/3, inasmuch as most of the near-fault energy remains near the fault and is associated with permanent earthquake deformation. Adding the energy contributions from all of the subfaults yields an estimate of the total seismic energy, which can be compared with independent energy estimates based on seismic-energy flux measured in the far-field, often at teleseismic distances. Estimates of seismic energy based on slip models are robust, in that different models, for a given earthquake, yield energy estimates that are in close agreement. Moreover, the slip-model estimates of energy are generally in good accord with independent estimates by others, based on regional or teleseismic data. Apparent stress is estimated for each subfault by dividing the corresponding seismic moment into the radiated energy. Distributions of apparent stress over an earthquake fault zone show considerable heterogeneity, with peak values that are typically about double the whole-earthquake values (based on the ratio of seismic energy to seismic moment). The range of apparent stresses estimated for subfaults of the events studied here is similar to the range of apparent stresses for earthquakes in continental settings, with peak values of about 8 MPa in each case. For earthquakes in compressional tectonic settings, peak apparent stresses at a given depth are substantially greater than corresponding peak values from events in extensional settings; this suggests that crustal strength, inferred from laboratory measurements, may be a limiting factor. Lower bounds on shear stresses inferred from the apparent stress distribution of the 1995 Kobe earthquake are consistent with tectonic-stress estimates reported by Spudich et al. (1998), based partly on slip-vector rake changes.

Bulletin of the Seismological Society of America

Control of strong ground motion of mining-induced earthquakes by the strength of the seismogenic rock mass

The shear stress ?? that can be sustained by the rock mass in the environs of a mining-induced earthquake controls the near-fault peak ground velocity v of that event according to v???0.25(??/G) ??, where ?? is the shear wave speed and G is the modulus of rigidity. To estimate ?? at mining depths, I review the results of four studies involving Witwatersrand tremors that relate to the bulk shear strength. The first and most general analysis uses the common assumptions that the seismogenic crust is pervasively faulted, has hydrostatic pore pressure before mining, and an extensional stress state that is close to failure. Mining operations reduce the pore pressure to zero within the mine and redistribute the stresses such that, in localized regions, the state of stress is again at the point of failure. Laboratory friction experiments can be used to estimate ?? in the zero-pore-pressure regime. Second, model calculations of states of stress in the vicinity of milling at about 3 km depth indicated the shear stress available to cause faulting near the centre of a distribution of induced earthquakes. Third, laboratory experiments combined with microscopic analyses of fault gouge from the rupture zone of a mining-induced event provided an estimate of the average shear stress acting on the fault to cause this earthquake at a depth of 2 km. Fourth, moment tensors determined for mining- induced earthquakes usually show substantial implosive components, from which it is straightforward to estimate ??. These four different analyses yield estimates of ?? that fall in the range 30 to 61 MPa which implies that near-fault particle velocities could he as high as about 1.5 m/s. To the extent that the causative fault ruptures previously intact rock, both ?? and v, in localized regions, could be several times higher than 61 MPa and 1.5 m/s.

Journal of the South African Institute of Mining a

A method for mapping apparent stress and energy radiation applied to the 1994 Northridge earthquake fault zone

Using the Northridge earthquake as an example, we demonstrate a new technique able to resolve apparent stress within subfaults of a larger fault plane. From the model of Wald et al. (1996), we estimated apparent stress for each subfault using τ a = (G/β)<Ḋ>/2 where G is the modulus of rigidity, β is the shear wave speed, and <Ḋ> is the average slip rate. The image of apparent stress mapped over the Northridge fault plane supports the idea that the stresses causing fault slip are inhomogeneous, but limited by the strength of the crust. Indeed, over the depth range 5 to 17 km, maximum values of apparent stress for a given depth interval agree with τ a (max)=0.06S(z), where S is the laboratory estimate of crustal strength as a function of depth z. The seismic energy from each subfault was estimated from the product τ a DA, where A is subfault area and D its slip. Over the fault zone, we found that the radiated energy is quite variable spatially, with more than 50% of the total coming from just 15% of the subfaults.

Geophysical Research Letters

Moment tensors of ten witwatersrand mine tremors

Ground motions, recorded both underground and on the surface in two of the South African Gold mining districts, were inverted to determine complete moment tensors for 10 mining-induced tremors in the magnitude range 1.9 to 3.3. The resulting moment tensors fall into two separate categories. Seven of the events involve substantial coseismic volumetric reduction-??V together with normal faulting entailing shear deformation ??AD, where the summation is over fault planes of area A and average slip D. For these events the ratio-??V/??AD ranges from 0.58 to 0.92, with an average value of 0.71. For the remaining three events ??V is not significantly different from zero; these events are largely double-couple sources involving normal faulting. Surprisingly, the two types of source mechanism appear to be very distinct in that there is not a continuous distribution of the source mix from ??V=0 to-??V?????AD. Presumably, the coseismic closure indicates substantial interaction between a mine stope and adjacent shear failure in the surrounding rock, under the influence of an ambient stress for which the maximum principal stress is oriented vertically. ?? 1992 Birkha??user Verlag.

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