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Alison P. Appling

Publications and source records attributed to Alison P. Appling.

At least 19 recordsLinked to original sources

Big data for small streams: Leveraging a coarse national model to enhance fine-resolution stream temperature predictions

Predictive stream temperature models are commonly used to address spatial and temporal gaps in observational data because stream temperature information is essential for environmental management decisions. National models capture broad patterns driven by climate, topography, and seasonality, but often lack the spatial resolution to simulate fine-scale variation in groundwater discharge, riparian shading, or tributary inflows. In contrast, watershed models may simulate finer-resolution patterns but miss regional drivers or be limited by scarcity of observations. To generate watershed-extent, fine-resolution stream temperature predictions, we developed 18 multiscale machine-learning models that leverage (a) a broad-extent, coarse-resolution stream temperature model and (b) finer-resolution observations and predictor data. The coarse-resolution model simulates daily stream temperature across the conterminous United States on the National Hydrologic Geospatial Fabric (13.7 km median reach length; 865,364 km total). The fine-resolution models simulate daily stream temperature on the National Hydrography Dataset Plus version 2 (1.5 km median; 5,192,808 km total). We compared multiscale models to seven purely broad- (national) or watershed-extent models, testing them in eight watersheds (436–985 km 2 ) with differing hydrologic settings and under realistic data availability scenarios. Especially when observations within a watershed were scarce, multiscale models generated more accurate predictions than national or watershed-specific models. A recurrent graph convolution neural network pretrained on coarse predictions and fine-tuned on watershed-specific observations was most accurate across watersheds and data scenarios. These results highlight that leveraging both coarse, national results and watershed-specific data can increase model accuracies, particularly when observations within a watershed are spatially or temporally limited.

Water Resources Research↗

Artificial intelligence strategy for the U.S. Geological Survey

Artificial intelligence (AI) can offer opportunities to enhance the science, science delivery, and business operations of the U.S. Geological Survey (USGS). Although USGS staff have proactively adopted AI into our workflows for many years, a comprehensive USGS strategy for AI has not previously been developed. The strategy described here is motivated by the acceleration of AI technological development, the benefits of increased AI adoption to USGS mission delivery as anticipated by USGS staff, rising public concern about the implications and trustworthiness of AI, and emerging Federal directives and guidance about AI. The USGS vision is to continue integrating AI to deliver valuable science for the public good while maintaining high ethical standards, scientific quality and integrity, and compliance with Federal and U.S. Department of the Interior requirements. To realize this vision, the USGS can take steps to (1) develop a strong AI workforce, (2) adapt our organizational approaches to include AI governance and communication, (3) ensure responsible and trustworthy use of AI, (4) modernize our computing and data infrastructure to support AI, and (5) accelerate AI adoption and innovation in the Bureau.

Circular↗

Multi-Scale Graph Learning for anti-sparse downscaling

Water temperature can vary substantially even across short distances within the same sub-watershed. Accurate prediction of stream water temperature at fine spatial resolutions (i.e., fine scales, ≤ 1 km) enables precise interventions to maintain water quality and protect aquatic habitats. Although spatiotemporal models have made substantial progress in spatially coarse time series modeling, challenges persist in predicting at fine spatial scales due to the lack of data at that scale. To address the problem of insufficient fine-scale data, we propose a Multi-Scale Graph Learning (MSGL) method. This method employs a multi-task learning framework where coarse-scale graph learning, bolstered by larger datasets, simultaneously enhances fine-scale graph learning. Although existing multi-scale or multi-resolution methods integrate data from different spatial scales, they often overlook the spatial correspondences across graph structures at various scales. To address this, our MSGL introduces an additional learning task, cross-scale interpolation learning, which leverages the hydrological connectedness of stream locations across coarse- and fine-scale graphs to establish cross-scale connections, thereby enhancing overall model performance. Furthermore, we have broken free from the mindset that multi-scale learning is limited to synchronous training by proposing an Asynchronous Multi-Scale Graph Learning method (ASYNC-MSGL). Extensive experiments demonstrate the state-of-the-art performance of our method for anti-sparse downscaling of daily stream temperatures in the Delaware River Basin, USA, highlighting its potential utility for water resources monitoring and management.

Conference Paper↗

Predictive understanding of stream salinization in a developed watershed using machine learning

Stream salinization is a global issue, yet few models can provide reliable salinity estimates for unmonitored locations at the time scales required for ecological exposure assessments. Machine learning approaches are presented that use spatially limited high-frequency monitoring and spatially distributed discrete samples to estimate the daily stream-specific conductance across a watershed. We compare the predictive performance of space- and time-unaware Random Forest models and space- and time-aware Recurrent Graph Convolution Neural Network models (KGE: 0.67 and 0.64, respectively) and use explainable artificial intelligence methods to interpret model predictions and understand salinization drivers. These models are applied to the Delaware River Basin, a developed watershed with diverse land uses that experiences anthropogenic salinization from winter deicer applications. These models capture seasonality for the winter first flush of deicers, and the streams with elevated predictions correspond well with indicators of deicer application. This result suggests that these models can be used to identify potential salinity-impaired streams for winter best management practices. Daily salinity predictions are driven primarily by land cover (urbanization) trends that may represent anthropogenic salinization processes and weather at time scales up to three months. Such modeling approaches are likely transferable to other watersheds and can be applied to further understand salinization risks and drivers.

Environmental Science and Technology↗

Stream nitrate dynamics driven primarily by discharge and watershed physical and soil characteristics at intensively monitored sites: Insights from deep learning

We developed a suite of models using deep learning to make hindcast predictions of the 7‐day average backward‐looking nitrate concentration at 46 predominantly agricultural sites across the midwestern and eastern United States. The models used daily observations of discharge and meteorological variables and watershed attributes describing anthropogenic modification to hydrology, nitrogen application, climate, groundwater, land use, watershed physiographic attributes, and soils. Across all sites, discharge and watershed soil and physiographic attributes showed a strong influence on model performance. Analysis of drivers across sites revealed considerable regional differences related to controlling processes such as groundwater contributions. We tested several ways to pool data across sites to develop accurate models and make the most effective use of available data. Single‐site models, in which models are trained and tested at a single location, showed generally strong predictive performance (median Kling‐Gupta Efficiency = 0.66), and accuracy at poorly performing sites could be improved by grouping sites with similar characteristics. Developing a single model for all sites reduced performance at several locations with distinct characteristics, suggesting that there is a threshold of dissimilarity beyond which more data does not improve the model. While many deep learning studies have shown that national or even global models can outperform local models, it is not clear that this is true for water quality constituents. This study demonstrates how data can be combined effectively, using deep learning to develop accurate and interpretable models of instream nitrate at sites where varying processes are responsible for changes in nitrate concentration.

Water Resources Research↗

Deep learning of estuary salinity dynamics is physically accurate at a fraction of hydrodynamic model computational cost

Salinity dynamics in the Delaware Bay estuary are a critical water quality concern as elevated salinity can damage infrastructure and threaten drinking water supplies. Current state-of-the-art modeling approaches use hydrodynamic models, which can produce accurate results but are limited by significant computational costs. We developed a machine learning (ML) model to predict the 250 mg L −1 Cl − isochlor, also known as the “salt front,” using daily river discharge, meteorological drivers, and tidal water level data. We use the ML model to predict the location of the salt front, measured in river miles (RM) along the Delaware River, during the period 2001–2020, and we compare predictions of the ML model to the hydrodynamic Coupled Ocean–Atmosphere-Wave-Sediment Transport (COAWST) model. The ML model predicts the location of the salt front with greater accuracy (root mean squared error [RMSE] = 2.52 RM) than the COAWST model does (RMSE = 5.36); however, the ML model struggles to predict extreme events. Furthermore, we use functional performance and expected gradients, tools from information theory and explainable artificial intelligence, to show that the ML model learns physically realistic relationships between the salt front location and drivers (particularly discharge and tidal water level). These results demonstrate how an ML modeling approach can provide predictive and functional accuracy at a significantly reduced computational cost compared to process-based models. In addition, these results provide support for using ML models in operational forecasting, scenario testing, management decisions, hindcasting, and resulting opportunities to understand past behavior and develop hypotheses.

Limnology and Oceanography↗

Deep learning for water quality

Understanding and predicting the quality of inland waters are challenging, particularly in the context of intensifying climate extremes expected in the future. These challenges arise partly due to complex processes that regulate water quality, and arduous and expensive data collection that exacerbate the issue of data scarcity. Traditional process-based and statistical models often fall short in predicting water quality. In this Review, we posit that deep learning represents an underutilized yet promising approach that can unravel intricate structures and relationships in high-dimensional data. We demonstrate that deep learning methods can help address data scarcity by filling temporal and spatial gaps and aid in formulating and testing hypotheses via identifying influential drivers of water quality. This Review highlights the strengths and limitations of deep learning methods relative to traditional approaches, and underscores its potential as an emerging and indispensable approach in overcoming challenges and discovering new knowledge in water-quality sciences.

Nature Water↗

Train, inform, borrow, or combine? Approaches to process-guided deep learning for groundwater-influenced stream temperature prediction

Although groundwater discharge is a critical stream temperature control process, it is not explicitly represented in many stream temperature models, an omission that may reduce predictive accuracy, hinder management of aquatic habitat, and decrease user confidence. We assessed the performance of a previously-described process-guided deep learning model of stream temperature in the Delaware River Basin (USA). We found lower accuracy (root mean square error [RMSE] of 1.71 versus 1.35°C) and stronger seasonal bias (absolute mean monthly bias of 1.06 vs. 0.68°C) for reaches primarily influenced by deep groundwater as compared to atmospheric conditions. We then tested four approaches for improving groundwater process representation: (a) a custom loss function leveraging the unique patterns of air and water temperature coupling characteristic of different temperature drivers, (b) inclusion of additional groundwater-relevant catchment attributes, (c) incorporation of additional process model outputs, and (d) a composite model. The custom loss function and the additional attributes significantly improved the predictive accuracy in groundwater-dominated reaches (RMSE of 1.37 and 1.26°C) and reduced the seasonal bias (absolute mean monthly bias of 0.44 and 0.48°C), but neither approach could identify holdout groundwater reaches. Variable importance analysis indicates the custom loss function nudges the model to use the existing inputs more efficiently, whereas with the added features the model relies on a broader suite of inputs. This analysis is a substantial step toward more accurately representing groundwater discharge processes in stream temperature models and will improve predictive accuracy and inform habitat management.

Delaware River Basin↗

Identifying structural priors in a hybrid differentiable model for stream water temperature modeling

Although deep learning models for stream temperature ( T s ) have recently shown exceptional accuracy, they have limited interpretability and cannot output untrained variables. With hybrid differentiable models, neural networks (NNs) can be connected to physically based equations (called structural priors) to output intermediate variables such as water source fractions (specifying what portion of water is groundwater, subsurface, and surface flow). However, it is unclear if such outputs are physically meaningful when only limited physics is imposed, and if structural priors have enough impacts to be identifiable from data. Here, we tested four alternative structural priors describing basin-scale water temperature memory and instream heat processes in a differentiable stream temperature model where NNs freely estimate the water source fractions. We evaluated models’ abilities to predict T s and baseflow ratio. The four priors exhibited noticeably different behaviors in these two metrics and their tradeoffs, with some dominating others. Therefore, the better structural priors can be identified. Moreover, testing different priors yielded valuable insights: having a separate shallow subsurface flow component better matches observations, and a recency-weighted averaging of past air temperature for calculating source water temperature resulted in better T s and baseflow prediction than traditionally employed simple averaging. However, we also highlight the limitations when insufficient physical constraints are implemented: the internal variables (water source fractions) may not be adequately constrained by a single target variable (stream temperature) alone. To ensure the physical significance of the internal fluxes, one can either employ multivariate data for model selection, or include more physical processes in the priors.

Water Resources Research↗

Differentiable modelling to unify machine learning and physical models for geosciences

Process-based modelling offers interpretability and physical consistency in many domains of geosciences but struggles to leverage large datasets efficiently. Machine-learning methods, especially deep networks, have strong predictive skills yet are unable to answer specific scientific questions. In this Perspective, we explore differentiable modelling as a pathway to dissolve the perceived barrier between process-based modelling and machine learning in the geosciences and demonstrate its potential with examples from hydrological modelling. ‘Differentiable’ refers to accurately and efficiently calculating gradients with respect to model variables or parameters, enabling the discovery of high-dimensional unknown relationships. Differentiable modelling involves connecting (flexible amounts of) prior physical knowledge to neural networks, pushing the boundary of physics-informed machine learning. It offers better interpretability, generalizability, and extrapolation capabilities than purely data-driven machine learning, achieving a similar level of accuracy while requiring less training data. Additionally, the performance and efficiency of differentiable models scale well with increasing data volumes. Under data-scarce scenarios, differentiable models have outperformed machine-learning models in producing short-term dynamics and decadal-scale trends owing to the imposed physical constraints. Differentiable modelling approaches are primed to enable geoscientists to ask questions, test hypotheses, and discover unrecognized physical relationships. Future work should address computational challenges, reduce uncertainty, and verify the physical significance of outputs.

Nature Reviews Earth & Environment↗

Evaluating deep learning architecture and data assimilation for improving water temperature forecasts at unmonitored locations

Deep learning (DL) models are increasingly used to forecast water quality variables for use in decision making. Ingesting recent observations of the forecasted variable has been shown to greatly increase model performance at monitored locations; however, observations are not collected at all locations, and methods are not yet well developed for DL models for optimally ingesting recent observations from other sites to inform focal sites. In this paper, we evaluate two different DL model structures, a long short-term memory neural network (LSTM) and a recurrent graph convolutional neural network (RGCN), both with and without data assimilation for forecasting daily maximum stream temperature 7 days into the future at monitored and unmonitored locations in a 70-segment stream network. All our DL models performed well when forecasting stream temperature as the root mean squared error (RMSE) across all models ranged from 2.03 to 2.11°C for 1-day lead times in the validation period, with substantially better performance at gaged locations (RMSE = 1.45–1.52°C) compared to ungaged locations (RMSE = 3.18–3.27°C). Forecast uncertainty characterization was near-perfect for gaged locations but all DL models were overconfident (i.e., uncertainty bounds too narrow) for ungaged locations. Our results show that the RGCN with data assimilation performed best for ungaged locations and especially at higher temperatures (>18°C) which is important for management decisions in our study location. This indicates that the networked model structure and data assimilation techniques may help borrow information from nearby monitored sites to improve forecasts at unmonitored locations. Results from this study can help guide DL modeling decisions when forecasting other important environmental variables.

Frontiers in Water↗

Stream temperature prediction in a shifting environment: The influence of deep learning architecture

Stream temperature is a fundamental control on ecosystem health. Recent efforts incorporating process guidance into deep learning models for predicting stream temperature have been shown to outperform existing statistical and physical models. This performance is in part because deep learning architectures can actively learn spatiotemporal relationships that govern how water and energy propagate through a river network. However, exploration of how spatiotemporal awareness and process guidance influence a model's generalizability under shifting environmental conditions such as climate change is limited. Here, we use Explainable Artificial Intelligence (XAI) to interrogate how differing deep learning architectures affect a model's learned spatial and temporal dependencies, and how those learned dependencies affect a model's ability to maintain high accuracy when applied to unseen environmental conditions. Using the Delaware River Basin in the northeastern United States as a test case, we compare two spatiotemporally aware process-guided deep learning models for predicting stream temperature (a recurrent graph convolution network—RGCN, and a temporal convolution graph model—Graph WaveNet). Both models achieve equally high predictive performance when testing data are well represented in the training data (test root mean squared errors of 1.64°C and 1.65°C); however, Graph WaveNet significantly outperforms RGCN in 4 out of 5 experiments where test partitions represent different types of unseen environmental conditions. XAI results show that the architecture of Graph WaveNet leads to learned spatial relationships with greater fidelity to physical processes, and that this fidelity improves the generalizability of the model when applied to shifting and/or unseen environmental conditions.

Delaware River Basin↗

Near-term forecasts of stream temperature using deep learning and data assimilation in support of management decisions

Deep learning (DL) models are increasingly used to make accurate hindcasts of management-relevant variables, but they are less commonly used in forecasting applications. Data assimilation (DA) can be used for forecasts to leverage real-time observations, where the difference between model predictions and observations today is used to adjust the model to make better predictions tomorrow. In this use case, we developed a process-guided DL and DA approach to make 7-day probabilistic forecasts of daily maximum water temperature in the Delaware River Basin in support of water management decisions. Our modeling system produced forecasts of daily maximum water temperature with an average root mean squared error (RMSE) from 1.1 to 1.4°C for 1-day-ahead and 1.4 to 1.9°C for 7-day-ahead forecasts across all sites. The DA algorithm marginally improved forecast performance when compared with forecasts produced using the process-guided DL model alone (0%–14% lower RMSE with the DA algorithm). Across all sites and lead times, 65%–82% of observations were within 90% forecast confidence intervals, which allowed managers to anticipate probability of exceedances of ecologically relevant thresholds and aid in decisions about releasing reservoir water downstream. The flexibility of DL models shows promise for forecasting other important environmental variables and aid in decision-making.

Journal of the American Water Resources Associatio↗

Long-term change in metabolism phenology in north temperate lakes

The phenology of dissolved oxygen (DO) dynamics and metabolism in north temperate lakes offers a basis for comparing metabolic cycles over multi-year time scales. Although proximal control over lake DO can be attributed to metabolism and physical processes, how those processes evolve over decades largely remains unexplored. Metabolism phenology may reveal the importance of coherence among lakes and facilitate general conclusions about the controls on lake metabolism at regional scales. We developed a Bayesian modeling framework to estimate DO concentrations and metabolism in eight lakes in contrasting landscapes in Wisconsin, USA. We identify the DO and metabolism phenologies for each lake, and use those to compare how decadal patterns relate to trophic state and landscape setting. We show that lakes can be categorized by their hypolimnetic oxygen consumption dynamics, with oligotrophic lakes having a diverse set of patterns and eutrophic lakes having uniform trends of increased oxygen consumption over the last decade. Metabolism phenology is likewise diverse for oligotrophic lakes, whereas eutrophic lakes in southern Wisconsin share consistent long-term patterns of metabolic trends and seasonal DO consumption highlighting the importance of trophic state driving metabolism. Eutrophic lakes had higher magnitudes and more seasonal variation in net ecosystem production in contrast to oligotrophic lakes. Generally, long-term metabolic trends of north temperate lakes suggest a limited influence of climate on lake metabolism and that temporal coherence of long-term metabolism change is driven primarily by the landscape setting.

Wisconsin↗

Can machine learning accelerate process understanding and decision-relevant predictions of river water quality?

The global decline of water quality in rivers and streams has resulted in a pressing need to design new watershed management strategies. Water quality can be affected by multiple stressors including population growth, land use change, global warming, and extreme events, with repercussions on human and ecosystem health. A scientific understanding of factors affecting riverine water quality and predictions at local to regional scales, and at sub-daily to decadal timescales are needed for optimal management of watersheds and river basins. Here, we discuss how machine learning (ML) can enable development of more accurate, computationally tractable, and scalable models for analysis and predictions of river water quality. We review relevant state-of-the art applications of ML for water quality models and discuss opportunities to improve the use of ML for emerging computational and mathematical methods for model selection, hyperparameter optimization, incorporating process knowledge into ML models, improving explainablity, uncertainty quantification, and model-data integration. We then present considerations for using ML to address water quality problems given their scale and complexity, available data and computational resources, and stakeholder needs. When combined with decades of process understanding, interdisciplinary advances in knowledge-guided ML, information theory, data integration, and analytics can help address fundamental science questions and enable decision-relevant predictions of riverine water quality.

Hydrological Processes↗

Modeling reservoir release using pseudo-prospective learning and physical simulations to predict water temperature

This paper proposes a new data-driven method for predicting water temperature in stream networks with reservoirs. The water flows released from reservoirs greatly affect the water temperature of downstream river segments. However, the information of released water flow is often not available for many reservoirs, which makes it difficult for data-driven models to capture the impact to downstream river segments. In this paper, we first build a state-aware graph model to represent the interactions amongst streams and reservoirs, and then propose a parallel learning structure to extract the reservoir release information and use it to improve the prediction. In particular, for reservoirs with no available release information, we mimic the water managers' release decision process through a pseudo-prospective learning method, which infers the release information from anticipated water temperature dynamics. For reservoirs with the release information, we leverage a physics-based model to simulate the water release temperature and transfer such information to guide the learning process for other reservoirs. The evaluation for the Delaware River Basin shows that the proposed method brings over 10% accuracy improvement over existing data-driven models for stream temperature prediction when the release data is not available for any reservoirs. The performance is further improved after we incorporate the release data and physical simulations for a subset of reservoirs.

Conference Paper↗

Long-term suspended sediment and particulate organic carbon yields from the Reynolds Creek Experimental Watershed and Critical Zone Observatory

Long-term (>20 y) suspended sediment (SS) and particulate organic carbon (POC) records are relatively rare and yet are necessary for understanding linkages between climate, erosion and carbon export. We estimated long-term (>23 y) SS and POC yields from four nested catchments that ranged from <1 to 54 km 2 in area across the Reynolds Creek Experimental Watershed and Critical Zone Observatory (RCEW-CZO) in southwestern Idaho, USA. We found strong relationships between log 10 SS and log 10 POC (R 2 = 0.38–0.86) that varied across catchments but remained robust across years, one dry and one of the wettest water years on record. Mean annual SS yields varied from 18 to 89 g SS m −2 y −1 and POC from 0.6 to 11.0 g C m −2 y −1 across the four catchments. Water yield explained much of the temporal variation (72%–85%) in SS and POC yields except in a small, snow-dominated headwater catchment where it explained 15%–51%. The largest five water years accounted for 69%–84% of the total SS and POC yields in catchments with 24 y records. All catchments had positive slopes (>0) for SS and POC concentration-discharge (C-Q) relationships, with large catchments exhibiting greater slopes (0.66–0.97) than smaller ones (0.14–0.16). In addition, most catchments were dominated (80%) by clockwise hysteretic curves. Lack of seasonal exhaustion in the SS-POC relationships, positive C-Q and clockwise relations indicated that these systems were transport-rather than supply limited, and that sediment and POC appeared to be sourced from channel/bank erosion and remobilization. POC yields represent 1%–10% of mean water year net ecosystem exchange depending on elevation; lower elevation catchments may shift from being carbon sinks to sources after accounting for fluvial POC export associated with changes in climate.

Idaho↗

Machine learning for understanding inland water quantity, quality, and ecology

This chapter provides an overview of machine learning models and their applications to the science of inland waters. Such models serve a wide range of purposes for science and management: predicting water quality, quantity, or ecological dynamics across space, time, or hypothetical scenarios; vetting and distilling raw data for further modeling or analysis; generating and exploring hypotheses; estimating physically or biologically meaningful parameters for use in further modeling; and revealing patterns in complex, multidimensional data or model outputs. An important research frontier is the injection of limnological knowledge into machine-learning models, which has shown great promise for increasing such models’ accuracy, trustworthiness, and interpretability. Here we describe a few of the most powerful machine learning tools, describe best practices for employing these tools and injecting knowledge guidance, and give examples of their applications to advance understanding of inland waters.

Book chapter↗